Analysis Led by NYU College of Global Public Health Shows How State Preemption—Such as Banning New Soda Taxes—Hinders Public Health Progress
In recent years, more than a dozen states have passed laws limiting local governments’ ability to create food and nutrition policies and more than two dozen states previously enacted laws preventing obesity-related lawsuits against food businesses, finds a new analysis led by NYU College of Global Public Health. These laws are examples of preemption, a legal mechanism in which a higher level of government withdraws or limits the ability of a lower level of government to act on an issue.
The study, published online in the American Journal of Preventive Medicine, is the first to track state preemption of local food and nutrition policies and litigation—and documents a growing, industry-influenced trend to thwart public health efforts.
“Local governments are in a prime position to address public health issues, such as reducing health disparities, providing nutrition information and access to healthy food, and regulating the cost of unhealthy food. Unfortunately, state preemption hinders public health progress by impeding local food and nutrition policies and government-initiated litigation,” said Jennifer L. Pomeranz, assistant professor of public health policy and management at NYU College of Global Public Health and the study’s lead author.
In the U.S., federal, state, and local governments have various legal tools to support public health and prevent diet-related disease, including enacting policies like nutrition labeling and soda taxes, as well as bringing lawsuits against businesses that produce harmful products.
“While all levels of government play important roles in public health, local governments are often the first to create innovative solutions to public health problems, and successful local policies—such as New York City’s ban on trans fats—have the potential to spread nationally,” said Pomeranz.
Businesses may use their political strength to try to defeat public health efforts at the outset by championing preemption, and state legislatures have ceded to food industry pressure by enacting preemptive laws prohibiting both policymaking and litigation.
In their study, the researchers combed through state legislatures’ websites and several databases and search tools to identify state laws enacted through March 16, 2018, that preempt local food and nutrition policies as well as litigation based on claims that food consumption causes obesity or diet-related disease, often referred to as Commonsense Consumption Acts.
Between 2008 and March 16, 2018, 12 states enacted 13 laws preempting local food and nutrition policies. These laws prevent local governments from regulating several areas, including nutrition labeling, consumer incentive items (e.g. toys with children’s meals), portion size, food and beverage taxes, food safety, and food-based health disparities (e.g. food deserts). Several states included more than one topic in their laws, with laws in Kansas and Mississippi restricting regulation of at least four food-related areas.
The researchers found that preemptive laws were often enacted swiftly and some were drafted by the food industry or were based on industry-sponsored model legislation. The earliest two laws (from 2008 and 2009) preempt nutrition labeling, while more recent laws (from 2017 and 2018) preempt food and beverage taxes.
An illustration of the growing focus on preempting food and beverage taxes has been seen in recent months, since this study’s data collection was completed. On June 25, 2018, California state legislators amended a budget bill to preempt local governments from adopting new soda taxes for the next 12 years. Within four days, the bill passed through both the California State Senate and Assembly and was signed by the governor on June 28—leaving little opportunity for stakeholders to organize in opposition.
In addition, similar measures to prohibit local soda taxes were on midterm ballots in Oregon and Washington. Voters in Washington passed the initiative, effectively banning future soda taxes but leaving Seattle’s existing soda tax intact, while Oregonians voted against theirs.
In addition to laws preempting new policies, between 2003 and 2013, 26 states enacted Commonsense Consumption Acts prohibiting lawsuits against food businesses based on obesity-related claims. Of these 26 states, 10 explicitly prevent government-initiated litigation including state attorneys general in most cases.
Preempting litigation can have far-reaching consequences for public health. Litigation can reveal documents that expose industry practices and litigation by state attorneys general, especially, has successfully led to industry changes in the context of food labeling, tobacco, and other products. For example, the lawsuit against the tobacco industry brought by attorneys general from 46 states, D.C., and five U.S. territories led to the largest civil litigation settlement in U.S. history (the Master Settlement Agreement), under which the tobacco industry agreed to pay billions of dollars and refrain from engaging in many advertising practices.
“Preemption is currently one of the most important policy topics for public health and should be central to all food policy discussions, given that it is part of broader efforts to reduce government regulation of the food industry. State legislatures should avoid using preemption, as it undermines local control and impedes public health progress,” Pomeranz said.
In addition to Pomeranz, Michael Bare and Mark Pertschuk of Grassroots Change and Leslie Zellers co-authored the article.
About NYU College of Global Public Health
At the NYU College of Global Public Health (NYU GPH), we are preparing the next generation of public health pioneers with the critical thinking skills, acumen, and entrepreneurial approaches necessary to reinvent the public health paradigm. Devoted to employing a nontraditional, inter-disciplinary model, NYU GPH aims to improve health worldwide through a unique blend of global public health studies, research and practice. The College is located in the heart of New York City and extends to NYU's global network on six continents. Innovation is at the core of our ambitious approach, thinking and teaching. For more, visit: http://publichealth.nyu.edu/