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The Meaning of Dialectics
Have you ever tried to hop on a car while it was still moving? How different was it from entering a car that was stationary? Would you have been able to get into the moving car if you were blindfolded? Would you have been able to do it if you were not only blindfolded but didn't know in which direction it was moving or even how fast it was moving?
Why all these silly questions? Obviously, we all agree on the answers, and anyone in his right mind would make sure to know how fast and in which direction a car is moving before trying to climb aboard. Well, what about society? Society is like a vehicle that every one of us tries to climb aboard to find a job, a home, various social relationships, goods to satisfy our needs and fanciesin short, a whole way of life. And who can doubt that society is changing. In fact, no century has experienced as much social change as ours, and no period has experienced faster change than the period since World War II. But just how fast is it changing, and, more important, in what direction?
Will American, or British or Japanese society as it is coming to be in the next few years be able to give you the things you want from it, that you are expecting, that you are preparing for? Being an optimist, you may answer "yes," but if so, you are lookingand none too closelyat things as they are now. But society, as you admit, is changing, and very fast. Have you studied what our democratic capitalist society is changing into, or are you like the blindfolded person trying to get onto a moving vehicle, not knowing either the speed or direction in which it is traveling?
How, then, does one study the infinitely complex organism that is modern society as it evolves and changes over time? Marxism enters the picture as the most systematic (though, obviously, still incomplete) effort yet undertaken to provide such an analysis. Focusing on how goods get produced, exchanged, and distributed in the capitalist era, it tries to account for the structure as well as the dynamics of the entire social system, including both its origins and likely future. We also learn how the few who benefit most from capitalism use a mixture of force and guile to order the lives and thinking of the great majority who would benefit most from a radical change. Finally, Marxism also lays out a method (dialectics) and a practice (class struggle) for updating this study and helping to bring about the most desirable outcome. No one who is about to climb aboard the moving vehicle that is our rapidly changing society can afford to proceed without it.
What we understand about the world is determined by what the world is, who we are, and how we conduct our study. As regards this last, in our day the problems involved in grasping reality have been compounded by an approach that privileges whatever makes things appear static and independent of one another over their more dynamic and systemic qualities. Copernicus could have been speaking about the modern academy instead of the astronomers of his day when he said, "With them it is as though an artist were to gather the hands, feet, head, and other members for his images from diverse models, each part excellently drawn, but not related to a single body, and since they in no way match each other, the result would be a monster rather than man" (Kuhn, 1962, 83). The existing breakdown of knowledge into mutually indifferent and often hostile academic disciplines, each with its own range of problematics and methods, has replaced the harmonious enlightenment we had been promised with a raucous cacophony of discordant sounds. In the confusion, the age-old link between knowledge and action has been severed, so that scholars can deny all responsibility for their wares while taking pride in knowing more and more about less and less. It is as a way of criticizing this state of affairs and developing an integrated body of knowledge that a growing number of researchers are turning to Marxian dialectics.
With all the misinformation conveyed about dialectics, it may be useful to start by saying what it is not. Dialectics is not a rock-ribbed triad of thesis-antithesis-synthesis that serves as an all-purpose explanation; nor does it provide a formula that enables us to prove or predict anything; nor is it the motor force of history. The dialectic, as such, explains nothing, proves nothing, predicts nothing and causes nothing to happen. Rather, dialectics is a way of thinking that brings into focus the full range of changes and interactions that occur in the world. As part of this, it includes how to organize a reality viewed in this manner for purposes of study and how to present the results of what one finds to others, most of whom do not think dialectically.
The main problem to which dialectics is addressed is set out clearly in Marx's retelling of the Roman myth of Cacus (Marx, 1971, 536-37). Half man, half demon, Cacus lived in a cave and came out only at night to steal oxen. Wishing to mislead his pursuers, Cacus forced the oxen to walk backward into his den so that their footprints made it appear that they had gone out from there. The next morning, when people came looking for their oxen, all they found were footprints. Based on the evidence of these footprints, they concluded that, starting from the cave, their oxen had gone into the middle of a field and disappeared.
If the owners of the oxen had taken a methodology course at an American university, they might have counted the footprints, measured the depth of each step and run the results through a computerbut they would have arrived at the same wrong conclusion. The problem here arises from the fact that reality is more than appearances, and that focusing exclusively on appearances, on the evidence that strikes us immediately and directly, can be extremely misleading. How typical is the error found in this example? According to Marx, rather than the exception, this is how most people in our society understand the world. Basing themselves on what they see, hear, and bump into in their immediate surroundingson footprints of various kindsthey arrive at conclusions that are in many cases the exact opposite of the truth. Most of the distortions associated with bourgeois ideology are of this kind.
To understand the real meaning of the footprints, the owners of the oxen had to find out what happened the night before and what was going on in the cave that lay just over their horizon. In a similar way, understanding anything in our everyday experience requires that we know something about how it arose and developed and how it fits into the larger context or system of which it is a part. Just recognizing this, however, is not enough. For nothing is easier than slipping back into a narrow focus on appearances. After all, few would deny that everything in the world is changing and interacting at some pace and in one way or another, that history and systemic connections belong to the real world. The difficulty has always been how to think adequately about them, how not to distort them and how to give them the attention and weight that they deserve. Dialectics is an attempt to resolve this difficulty by expanding our notion of anything to include, as aspects of what it is, both the process by which it has become that and the broader interactive context in which it is found. Only then does the study of anything involve one immediately with the study of its history and encompassing system.
Dialectics restructures our thinking about reality by replacing the common sense notion of "thing" (as something that has a history and has external connections with other things) with notions of "process" (which contains its history and possible futures) and "relation" (which contains as part of what it is its ties with other relations). Nothing that didn't already exist has been added here. Rather, it is a matter of where and how one draws boundaries and establishes units (the dialectical term is "abstracts") in which to think about the world. The assumption is that while the qualities we perceive with our five senses actually exist as parts of nature, the conceptual distinctions that tell us where one thing ends and the next one begins both in space and across time are social and mental constructs. However great the influence of what the world is on how we draw these boundaries, it is ultimately we who draw the boundaries, and people coming from different cultures and from different philosophical traditions can and do draw them differently.
In abstracting capital, for example, as a process, Marx is simply including primitive accumulation, accumulation, and the concentration of capital, in sum its real history, as part of what capital is. While abstracting it as a relation brings its actual ties with labor, commodity, value, capitalists, and workersor whatever contributes to its appearance and functioningunder the same rubric as its constituting aspects. All the units in which Marx thinks about and studies capitalism are abstracted as both processes and relations. Based on this dialectical conception, Marx's questunlike that of his common sense opponentsis never for why something starts to change (as if it were not already changing), but for the various forms this change assumes and why it may appear to have stopped. Likewise, it is never for how a relation gets established (as if there were no relation there before), but again for the different forms it takes and why aspects of an already existing relation may appear to be independent. Marx's critique of the ideology that results from an exclusive focus on appearances, on the footprints of events separated from their real history and the larger system in which they are found, is also of this order.
Besides a way of viewing the world, Marx's dialectical method includes how he studied it, how he organized what he found, and how he presented these findings to his chosen audience. But how does one inquire into a world that has been abstracted into mutually dependent processes? Where does one start and what does one look for? Unlike non-dialectical research, where one starts with some small part and through establishing its connections to other such parts tries to reconstruct the larger whole, dialectical research begins with the whole, the system, or as much of it as one understands, and then proceeds to an examination of the part to see where it fits and how it functions, leading eventually to a fuller understanding of the whole from which one has begun. Capitalism serves Marx as his jumping-off point for an examination of anything that takes place within it. As a beginning, capitalism is already contained, in principle, within the interacting processes he sets out to investigate as the sum total of their necessary conditions and results. Conversely, to begin with a supposedly independent part or parts is to assume a separation with its corresponding distortion of meaning that no amount of later relating can overcome. Something will be missing, something will be out of place and, without any standard by which to judge, neither will be recognized. What are called "interdisciplinary studies" simply treat the sum of such defects coming from different fields. As with Humpty Dumpty, who after the fall could never be put together again, a system whose functioning parts have been treated as independent of one another at the start can never be reestablished in its integrity.
The investigation itself seeks to concretize what is going on in capitalism, to trace the means and forms through which it works and has developed, and to project where it seems to be tending. As a general rule, the interactions that constitute any problem in its present state are examined before studying their progress over time. The order of inquiry, in other words, is system before history, so that history is never the development of one or two isolated elements with its suggestion, explicit or implicit, that change results from causes located inside that particular sphere (histories of religion, or of culture or even of economics alone are decidedly undialectical). In Marx's study of any specific event or institutional form, these two types of inquiry are always interwoven. The fuller understanding of capitalism that is the major result of such a study is now ready to serve as a richer and, therefore, more useful starting point for the next series of investigations.
Given an approach that proceeds from the whole to the part, from the system inward, dialectical research is primarily directed to finding and tracing four kinds of relations: identity/difference, interpenetration of opposites, quantity/quality and contradiction. Rooted in his dialectical conception of reality, these relations enable Marx to attain his double aim of discovering how something works or happened while simultaneously developing his understanding of the system in which such things could work or happen in just this way.
In what Marx calls the common sense approach, also found in formal logic, things are either the same/identical or different, not both. On this model, comparisons generally stop after taking note of the way(s) any two entities are either identical or different, but for Marx this is only the first step. Unlike the political economists, for example, who stop after describing the obvious differences between profit, rent and interest, Marx goes on to bring out their identity as forms of surplus-value (that is, wealth created by workers that is not returned to them in the form of wages). As relations, they all have this quality, this aspect that touches upon their origins, in common. The interest Marx takes in delineating the special features of production and of the working class without neglecting all they have in common with other economic processes and other classes respectively are good examples of his approaching identity and difference from the side of identity. The relations that stand in for things in Marx's dialectical conception of reality are sufficiently large and complex to possess qualities thatwhen compared to the qualities of other similarly constituted relationsappear to be identical and others that appear to be different. In investigating what these are and, especially, in paying extra attention to whichever half of this pairing is currently most neglected, Marx can arrive at detailed descriptions of specific phenomena without getting lost in one-sidedness.
While the relation of identity/difference treats the various qualities that are examined with its help as given, the interpretation of opposites is based on the recognition that to a very large degree how anything appears and functions is due to its surrounding conditions. These conditioning factors apply to both objects and the persons perceiving them. As regards the former, for example, it is only because a machine is owned by capitalists that it is used to exploit workers. In the hands of a consumer or of a self-employed operator, that is, conditioned by another set of factors, operating under different imperatives, it would not function in this way. As regards the latter, when someone conditioned as a capitalist looks at a machine, he sees a commodity he has bought on the market, perhaps even the price he has paid for it, and something that is going to make him a profit. When someone conditioned as a worker, on the other hand, looks at the same machine he only sees an instrument that will determine his movements in the production process.
The perspectival elementrecognizing that things appear very different depending on who is looking at themplays a very important role in dialectical thought. This doesn't mean that the truths that emerge from viewing reality from different vantage points are of equal value. Involved as they are in the work of transforming nature, workers enjoy a privileged position from which to view and make sense out of the developmental character of the system, and with his interest in the evolution of capitalism this is the vantage point that Marx most often adopts for himself.
The notion of the interpenetration of opposites helps Marx to understand that nothingno event, institution, person or processis simply and solely what it seems to be at a particular place and time, that is situated within a certain set of conditions. Viewed in another way, or by other people or viewing them under drastically changed conditions may produce not only a different but the exact opposite conclusion or effect. Hence, the interpenetration of opposites. A losing strike in one context may serve as the start of a revolution in another; an election that is a farce because one party, the Republicrats, has all the money and the workers' parties none could, with an equalization of the conditions of struggle, offer a democratic choice; workers who believe that capitalism is an ideal system when they have a good job may begin to question this when they become unemployed. Looking for where and how such changes have already occurred and under what set of still-developing conditions new effects are likely to occur helps Marx gauge both the complexity of the part under examination and its dependence on the evolution of the system overall.
What is called quantity/quality is a relation between two temporally differentiated moments within the same process. Every process contains moments of before and after, encompassing both buildup (and builddown) and what that leads to. Initially, movement within any process takes the form of quantitative change. One or more of its aspectseach process being also a relation composed of aspectsincreases or decreases in size or number. Then, at a certain pointwhich is different for each process studieda qualitative transformation takes place, indicated by a change in its appearance and/or function. It has become something else while, in terms of its main constituting relationships, remaining essentially the same. This qualitative change is often, though not always, marked by the introduction of a new concept to designate what the process has become.
Only when money reaches a certain amount, Marx says, does it become capital, that is, can it function to buy labor-power and produce value (Marx, 1958, 307-8). Likewise, the cooperation of many people becomes a new productive power that is not only more but qualitatively different than the sum of individual powers that compose it (Engels, 1934, 142). Looking for quantity/quality change is Marx's way of bringing into single focus the before and after aspects in a development that most non-dialectical approaches treat separately and even causally. It is a way of uniting in thought the past and probable future of any ongoing process at the expense (temporary expense) of its relations in the broader system. And it is a way of sensitizing oneself to the inevitability of change, both quantitative and qualitative, even before research has helped us to discover what it is. While the notion of quantity/quality is in no sense a formula for predicting the future, it does encourage research into patterns and trends of a kind that enables one to project the likely future, and it does offer a framework for integrating such projections into one's understanding of the present and the past.
Of the four major relations Marx investigated in his effort to make dialectical sense out of capitalist reality, contradiction is undoubtedly the most important. According to Marx, "in capitalism everything seems and in fact is contradictory" (Marx, 1963, 218). He also believes it is the "contradictory socially determined features of its elements" that is "the predominant characteristic of the capitalist mode of production" (Marx, 1973, 491). Contradiction is understood here as the incompatible development of different elements within the same relation, which is to say between elements that are also dependent on one another. What is remarked as differences are based, as we saw, on certain conditions, and these conditions are constantly changing. Hence, differences are changing; and given how each difference serves as part of the appearance and/or functioning of others, grasped as relations, how one changes affects all. Consequently, their paths of development do not only intersect in mutually supportive ways, but are constantly blocking, undermining, otherwise interfering with and in due course transforming one another. Contradiction offers the optimal means for bringing such change and interaction as regards both present and future into a single focus. The future finds its way into this focus as the likely and possible outcomes of the interaction of these opposing tendencies in the present, as their real potential. It is contradiction more than any other notion that enables Marx to avoid stasis and one-sidedness in thinking about the organic and historical movements of the capitalist mode of production, about how they affect each other and develop together from their origins in feudalism to whatever lies just over our horizon.
The common sense notion of contradiction is that it applies to ideas about things and not to things themselves, that it is a logical relation between propositions ("If I claim 'X,' I can't at the same time claim 'not X' "), and not a real relation existing in the world. This common sense view, as we saw, is based on a conception of reality divided into separate and independent partsa body moves when another body bumps into it. Whereas non-dialectical thinkers in every discipline are involved in a nonstop search for the "outside agitator," for something or someone that comes from outside the problem under examination and is the cause for whatever occurs, dialectical thinkers attribute the main responsibility for all change to the inner contradictions of the system or systems in which it occurs. Capitalism's fate, in other words, is sealed by its own problems, problems that are internal manifestations of what it is and how it works, and are often parts of the very achievements of capitalism, worsening as these achievements grow and spread. Capitalism's extraordinary success in increasing production, for example, stands in contradiction to the decreasing ability of the workers to consume these goods. Given capitalist relations of distribution, they can buy ever smaller portions of what they themselves produce (it is the proportion of such goods and not the actual amount that determines the character of the contradiction), leading to periodic crises of overproduction/underconsumption. For Marx, contradiction belongs to things in their quality as processes within an organic and developing system. It arises from within, from the very character of these processes (it is "innate in their subject matter"), and is an expression of the state of the system (Marx, 1973, 137).
Without a conception of things as relations, non-dialectical thinkers have great difficulty focusing on the different sides of a contradiction at the same time. The result is that these sides are examined, if at all, in sequence, with one invariably receiving more attention than the other, their mutual interaction often mistaken for causality. A frequent criticism Marx makes of political economists is that they try to "exorcise contradictions" (Marx, 1968, 519). By viewing capitalist forces of production and capitalist relations of distribution separately they miss the contradiction. A lot of effort of bourgeois ideology goes into denying, hiding, or otherwise distorting contradictions. Bad faith and class interest politics, however, account for only a small part of these practices. For non-dialectical thinkers, operating out of a common sense view, real contradictions can only be understood only as differences, paradox, opposition, strain, tension, disequilibrium, dislocation, imbalance, or, if accompanied by open strife, conflict. But without the dialectical notion of contradiction, they seldom see and can never adequately grasp the way processes actually interpenetrate, and can never gauge the forces unleashed as their mutual dependence evolves from its distant origins to the present and beyond. For Marx, on the other hand, tracing how capitalist contradictions unfold is also a way of discovering the main causes of coming disruptions and coming conflict.
On the basis of what he uncovers in his study of identity/difference, the interpenetration of opposites, quantity/quality, and contradictiona study that starts with the whole and proceeds inward to the part, and which conceives of all parts as processes in relations of mutual dependenceMarx reconstructed the working of capitalist society. Organizing reality in this way, he was able to capture both the organic and historical movements of capitalism in their specific interconnections. The still unfinished results of this reconstruction are the particular laws and theories we know as Marxism.
It is clear that Marx could not have arrived at his understanding of capitalism without dialectics, nor will we be able to develop this understanding further without a firm grasp of this same method. No treatment of dialectics however brief, therefore, can be considered complete without a warning against some of the more common errors and distortions associated with this way of thinking. For example, if non-dialectical thinkers often miss the forest for the trees, dialectical thinkers just as often do the opposite, that is, play down or even ignore the parts, the details, in deference to making generalizations about the whole. But the capitalist system can only be grasped through an investigation of its specific parts in their interconnection. Dialectical thinkers also have a tendency to move too quickly to the bottom line, to push the germ of a development to its finished form. In general, this error results from not giving enough attention to the complex mediations, both in space and over time, that make up the joints of any social problem.
There is also a related tendency to overestimate the speed of change, along with a corresponding tendency to underestimate all that is holding it back. Thus, relatively minor cracks on the surface of capitalist reality are too easily mistaken for gaping chasms on the verge of becoming earthquakes. If non-dialectical thinking leads people to be surprised whenever a major change occurs, because they aren't looking for it and don't expect it, because it isn't an internal part of how they conceive of the world at this moment, dialectical thinkingfor just the opposite reasonscan lead people to be surprised when the expected upheaval takes so long in coming. In organizing reality for purposes of grasping change, relative stability does not always get the attention that it deserves. These are all weaknesses inherent in the very strengths of dialectical method. Ever present as temptations, they offer an easier way, a quick fix, and have to be carefully guarded against.
Nothing that we have said in our account so far should be taken to deny the empirical character of Marx's method. Marx does not deduce the workings of capitalism from the meanings of words or from the requirements of his theories, but like any good social scientist he does research to discover what is the case. And in his research he made use of the entire range of materials and resources that were available in his time. Nor do we wish to claim that Marx was the only dialectical thinker. As is well known, most of his dialectic was taken over from Hegel, who merely (?) filled in and systematized a way of thinking and an approach to studying reality that goes all the way back to the Greeks. And in our time there are non-Marxist thinkers, such as Alfred North Whitehead and F. H. Bradley, who have developed their own versions of this approach. Despite its heavy ideological content, common sense, too, is not without its dialectical moments, as is evidenced by such insights as "Every cloud has its silver lining" and "That was the straw that broke the camel's back." Elements of dialectics can also be found in other social science methods, such as structural functionalism, systems theory, and ethnomethodology, where it constitutes most of what is of value in these approaches.
What stands out about Marx's dialectical method is the systematic manner in which he works it out and uses it for the study of capitalist society (includingbecause the dialectic requires itits origins and probable future), the united theory of knowledge (set out in the still incomplete theories of Marxism) to which it leads, the sustained critique of non-dialectical approaches (suggested in our remarks on ideology throughout) that it makes possible, andperhaps most striking of allits emphasis on the necessary connection posed by dialectics itself between knowledge and action.
As regards this last, Marx claims, the dialectic "is in its essence critical and revolutionary" (Marx, 1958, 20). It is revolutionary because it helps us to see the present as a moment through which our society is passing, because it forces us to examine where it has come from and where it is heading as part of learning what it is, and because it enables us to grasp that as agents as well as victims, in this process in which everyone and everything are connected, we have to power to affect it. In keeping in front of us the simple truth that everything is changing, the future is posed as a choice in which the only thing that cannot be chosen is what we already have. Efforts to retain the status quo in any area of life never achieve quite that. Fruit kept in the refrigerator too long goes rotten; so do emotions and people; so do whole societies (where the proper word is "disintegration"). With dialectics we are made to question what kind of changes are already occurring and what kind of changes are possible. The dialectic is revolutionary, as Bertolt Brecht points out, because it helps us to pose such questions in a manner that makes effective action possible (Brecht, 1968, 60).
The dialectic is critical because it helps us to become critical of what our role has been up to now. In Marxist terms, one doesn't advocate class struggle or choose to participate in it (common bourgeois misconceptions). The class struggle, representing the sum of the contradictions between workers, broadly defined, and capitalists simply is, and in one way or another we are all already involved, oftenas we come to discoveron the wrong side. On learning about it and where we fit into it, we can now decide to stop acting as we have been (the first decision to take) and what more or else we can do to better serve our own interests. What can be chosen is what side to take in this struggle and how to conduct it. A dialectical grasp of our socially conditioned roles and the equally necessary limits and possibilities that constitute our present provides us with the opportunity for making a conscious and intelligent choice. In this manner does knowledge of necessity usher in the beginnings of real freedom.
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