CHAPTER TWO:
EUGENICS AND ITS SHADOW
I. The Relevance of Eugenics
Optimism and
Anxiety
The revolution in genetics, full of promise for understanding our own
constitution and for the power to change human lives for the better, has
nevertheless proven profoundly unsettling. Discoveries of the genes responsible
for diseases and traits, and invention of new techniques for manipulating the
human genome, provoke not only wonder but fear as well. Sensitive to these
concerns, James Watson, first director of the Human Genome Project, found it
prudent to promise a wary Congress that a significant share of funds allocated
to the project would be devoted to studies of the ethical, legal, and social
issues it raises. His successor,
Francis Collins, has stated that concern over ethical issues, not the remaining
scientific and technological hurdles, were the greatest threat to the success
of the project, for the project could not continue without public support.
The source of most of
this public distrust stems, no doubt, from the widespread realization that
genetic information may be dangerous to physical and economic health. It takes
no subtle philosophy to understand that anyone is vulnerable to exclusion from
these and other economic and social arrangements should their genes be examined
and found wanting. These risks have rightly occupied center stage in bioethical
debates over the uses of the new genetics.
Some of this public
concern, however, may be a faint echo of earlier controversy. The revolution in
molecular biology is not the first, but the second large-scale attempt to
modify the pattern of human heredity for the better. The eugenics movements
of 1870-1950 came first. These large-scale social movements,
originating in England but ultimately involving public advocates and membership
organizations from Brazil to Russia, located the source of social problems in
the genes of individuals and sought to alter the pattern by which these genes
would be transmitted to future generations.
In the United States, the movement received substantial funding from the
great family fortunes, including Carnegie and the Rockefellers, and was
endorsed, with greater or lesser enthusiasm, by most scientists working in the
field of human genetics. Indeed,
eugenics was the motivation for much of the early scientific research in this
field.
Nevertheless, the
history of eugenics is not a proud one.
It is largely remembered for its shoddy science, the blatant race and
class biases of many of its leading advocates, and its cruel program of
segregation and, later, sterilization of hundreds of thousands of vulnerable
people who were judged to have substandard genes. Even worse, eugenics, in the form of "racial hygiene,"
formed part of the core of Nazi doctrine.
Hitler endorses it in Mein Kampf, and once in power expanded both
eugenic research and, borrowing from U.S. models, a program of sterilization
that became the first step toward the murder of handicapped "Aryans"
and ultimately the millions of victims of the Holocaust.
Eugenics as a
Cautionary Tale
Understood as the second of two eras in which the science of heredity
was promised to offer great benefits for mankind, it is inevitable that today=s genetics proceeds
in the shadow of eugenics. The current
revolution in genetics, in this view, is Round Two. Given this history, anything reminiscent of eugenics is bound to
be suspect. When particular uses of
genetic technology and science are branded as "eugenic," the label
points us to an evil that eugenics represents.
It is a powerful warning.
But what is this
evil? If we are to avoid the errors of
the past, we must know what they were.
The label "eugenics" denotes the movement of that name, but
not a specific tenet or practice against which we are cautioned. In this chapter, we attempt to specify this
evil, giving content to the comparison between eugenics and current and future
developments in human genetics.
We begin with a short
history of the movement, recounting the growth of mainstream eugenics in the
United States and the United Kingdom, but taking note also of the considerable
diversity of goals, beliefs, and proposed policies that could be found in
eugenics movements around the globe. We
then turn to consideration of eugenics as a doctrine or set of doctrines that
represent the kernel of the eugenic ideal in its various manifestations. We provide a moral assessment of these
doctrines, an Aethical autopsy@, identifying what was indeed evil, and what might be
considered benign. Finally, we apply
our conclusions to the present and future, identifying the questions that must
be answered if public policy regarding genetics is to avoid the moral errors of
eugenics.
In our own
consideration of eugenics, benefiting both from superb reconsiderations of the
movement by historians in the last decade and from primary sources, we have
been impressed by the complexity of the eugenics movement and of the
importance, too often unrecognized by nonhistorians, of informing our moral
evaluation of past events and actors with an understanding of how the world
seemed through their eyes. Indeed, the
historian Leila Zenderland (1998) has
warned that the history of the eugenics movement exists in two versions, an Aofficial@ story of
racist, reactionary thinkers and politicians, working with a few
marginal scientists, a movement which proceeded directly from Darwin to Hitler; and a Areal@ story of a
bewildering array of thinkers, activists, snobs, socialists, scientific
visionaries and crackpots, fascists and architects of the Scandinavian social
welfare states, divided among themselves on nearly every point of doctrine and
proposed intervention. The Aofficial story@ is what is taught to young geneticists, and inhabits
the popular imagination; it tells us what we must not do. The Areal@ story is less
tractable, less teachable, and harder to mine for bioethical insights. Attempts
to draw lessons from this history require great caution.
Not all would agree,
even so, that we can learn very much
from the history of eugenics. In this view, the eugenics episode is chiefly a
historical curiosity, one that might tell us something about the temptation for
political movements to reach for the authority of science, but that sheds no
light on contemporary clinical genetics or public policy in the current era.
While respecting the
complexity and diversity of the eugenics movement, and also its historical
remoteness, we believe that the history of eugenics is instructive for those
concerned with the bioethics of the new genetics. It was marked, in its worst moments, by cruel violations of human
rights; any steps, whether public or private, that might propel us in this same
direction must be identified and countered.
While we make a point in the following to correct the common mistake (in
the literature of bioethics) of identifying eugenics generally with its Nazi
variant, the magnitude of the evil waiting at this extreme terminus of the
eugenics movement provides an enduring general caution for genetics in the
foreseeable future.
The history of the
eugenics movement prior to the Nazi period is instructive as well. While its record of mayhem was overshadowed
by that of the Nazis, we can find, even given the most charitable understanding
of its leaders' motives, a failure to deal adequately with the tension between
social good and individual liberties, rights, and interests, which has long
been the moral problem at the heart of the enterprise of public health. We situate the cardinal moral failing of
eugenics within this understanding of the ethics of public health, and our book
is dedicated in large measure to providing some clarity where in eugenics we
find only a blind spot: the relation of genetic intervention to justice.
II. Eugenics: A Brief History
Origins and Growth
Though the literature of eugenics extends back to Plato, its modern
impetus was the work of one man.
Francis Galton, a cousin of Charles Darwin, was impressed by the
frequency with which genius seemed to be manifested in some lineages more than
others. He sought to investigate the
possibility that talents and virtues of character were inherited along with
other traits, offering their bearers advantages in natural selection. His research, enhanced by statistical
methods developed as he needed them, convinced him that society's stock of
talent could be greatly enlarged if members of favored families were to
increase their rate of childbearing.
The balance should be further improved, he believed, by discouraging
from reproducing those who had less to offer.
Galton coined the term "eugenics" in 1883 (fifteen years after
publishing his first proposals), defining it as the "science of improving
stock--not only by judicious mating, but whatever tends to give the more
suitable races or strains of blood a better chance of prevailing over the less
suitable than they otherwise would have had."
Galton's influence was
nearly immediate. Darwin declared
himself persuaded by his cousin's eugenic arguments, and Galton attracted a
number of distinguished disciples. In
Germany, the Racial Hygiene society was formed in Berlin by 1905 (Weindling
1989); the English Eugenics Education Society was founded in 1907, with Galton
elected honorary president the next year (Kevles 1985, 59). In the United Kingdom and the United States,
the movement drew on the middle and upper middle classes, including many
professionals and academics (Rafter 1988; MacKenzie 1981; Kevles 1985; Searle;
Mazumdar 1992). By 1923, when the
American Eugenics Society was formed, it boasted 28 state branches (Kevles
1985). During the decades 1890-1920,
eugenic ideas were advanced also in numerous non-English-speaking countries as
diverse as Norway, Brazil, and the Soviet Union.
Eugenics in the United
Kingdom and the United States was both a research program and a popular movement. Galton's work on heredity and statistics was
continued by his successor Karl Pearson, and their coworkers in what became the
Galton Laboratory, with an endowed Galton Eugenics Professorship. In the United States, the Carnegie-supported
Eugenics Record Office, under sociologist Charles Davenport, employed a team
of interviewers to collect information
for its store of family pedigrees, which it also solicited from the public
(Garland 19.., Paul 1996). Eugenics was
taught at leading universities, and received attention in standard biology
textbooks.
The popular eugenics
movements, meanwhile, succeeded in rapidly introducing eugenic ideas into
public discourse. Accounts of
generations of misfits in such "white trash" family lines as the
"Jukes" and the "Kallikaks" were widely publicized, warning
that an unwise reproductive act could wreak havoc for generations (Rafter
1988). Following British successes at
health exhibitions before the turn of the century, American eugenic
organizations took a particular interest in maintaining exhibits and events at
state fairs and public expositions. The
Race Betterment Foundation, under John Kellogg, attracted 10,000 visitors and
boasted a million lines of newspaper publicity for its contribution to the
Panama-Pacific exposition of 1915 (Rydell 1993).
Eugenicists took over
the American Museum of Natural History in New York for a month in 1915 (Rydell
1993 at 46), and a similar exhibit there in 1932 drew 15,000 visitors. "Fitter Families" competitions were
mounted at state fairs, from Massachusetts to Oklahoma, with governors and
senators handing out awards (ibid). By
wedding eugenics to the ideal of the "average American" at these
fairs and exhibitions, its elite supporters sought out a mass audience--though
this populist turn took the movement in a direction quite different from that
envisioned by Galton, whose inspiration had been the phenomenon of scientific
genius.
Varieties of
Eugenics
The content of the eugenic program varied considerably from country to
country and within each nation's movement.
There were differences, for example, in beliefs about the mechanism of
transmission of inherited traits. The
French and Brazilian eugenics movements were at least as concerned about
neonatal care as with heredity, and their hereditarian thinking was
Lamarckian--that is, they believed that parents passed on to their children
characteristics acquired during their lifetimes (Schneider 1990; Stepan 1991).
If the notion of a Larmackian eugenics seems an oxymoron , since eugenics is
remembered as a movement which emphasized nature over nurture as both cause and
remedy of human failings, a theses Lamarckians rejected, this is perhaps
because our own experience (in English-speaking countries) has defined eugenics
narrowly. If we look beyond the Anglo-Saxon experience, William Schneider
states, we will understand eugenics as "less a pseudoscientific, failed
branch of applied human genetics than a biologically based movement for social
reform." Most eugenicists elsewhere accepted Galton's view, buttressed by
the "germ plasm" hypothesis of August Weismann, that selection rather
than environment determined heredity.
Eugenicists tended to draw from this account the implication that
medical care frustrated evolution by permitting the unfit to survive and
reproduce (though Darwin and a number of others who held this view nonetheless
continued to support humanitarian measures).
Eugenicists differed
also in their practical proposals and legislative aims. Some favored "positive eugenics"
(encouraging the most fit to have larger families); others accented
"negative eugenics" (curbing the fertility of those judged least
fit); and many wanted both. While
action on behalf of positive eugenics was limited to such mild measures as
family allowances, some eugenicists (particularly in the United States and,
later, Germany) did not hesitate to call for coercive measures, either sexual
segregation or, later, involuntary sterilization, to prevent those imagined to
have undesirable genes from propagating their kind.
National experiences
varied widely. Involuntary
sterilization remained rare in England, but was permitted by statutes enacted
between 1910 and 1930 in northern Europe, including Denmark and Germany, and in
the United States. Involuntary
sterilization was practiced on large numbers of people in the United States,
where tens of thousands were affected during the Depression, and in Germany,
where the greatly stepped-up program following the Nazi rise to power rendered
several hundred thousand incapable of bearing children.
In both the United
States and Germany, a number of leading figures combined eugenic interests with
a focus on race (Roll-Hansen 1988); eugenicists in South American did this less
(Stepan 1991, Larson 1995). Eugenicists
in the United States supported restrictions on immigration, maintaining that
the immigrants arriving after the turn of the century from southern and eastern
Europe suffered by comparison with "old American stock" in
intelligence and other virtues. They pressed
also for laws forbidding interracial marriages.
In Germany, eugenics
became an integral element of medical thinking, which envisioned a three-way
division of health care involving medical care for the individual, public heath
for the community, and eugenics for the race (Weiss 1990; Proctor 1988). Eugenics, for some, was an extension of a
tradition of a social orientation in German medicine that had produced Rudolf
Virchow and other pioneers of public health.
In the United States, however, medical schools were slow to include any
instruction in eugenics or genetics.
Eugenicists differed
among themselves wherever the movement attracted a large following. Historians have generally followed Daniel
Kevles's (1986) classification of eugenicists, at least in England and the
United States, as either "mainline" or "reform." In the United States and Britain, mainline
eugenics was largely (but not exclusively) conservative in political orientation. Galton was but the first of a long line of
eugenicists who believed that the those who achieved (at least in fields such
as science and literature, where social position was insufficient for
advancement) were distinguished from others in their possession of great
natural, inherited talent. Indeed, the
mainline eugenicists tended to believe that a person's station in life
reflected his or her capabilities and could thus be used as an indication of
the genes likely to be passed down to subsequent generations.
The preoccupation of
mainline eugenicists was the social havoc being wrought by the lower
classes. Indeed, one historian of the
English movement defined eugenics bluntly as "a middle-class activism
focused upon the pauper class, with a biological view of human failings"
(Mazumdar 1992, at 258). In both the
United Kingdom and the United States, a long list of social ills, including
poverty, prostitution, drunkenness, and crime, were attributed to the
"unfit."
In the United States
(as in Germany), this class bias was joined by a virulent racism, which warned
of the effects both of miscegenation and of high birthrates among
"inferior" races. These attitudes helped to win support for the
drastic curbs on immigration enacted after the First World War. Theodore Roosevelt warned that a "war
of the cradle" was being waged between the better and inferior social
groups. To be sure, mainline
eugenicists, when speaking with care, took pains to distinguish the working
classes from the degenerate "social residuum," but these fine
distinctions were often blurred, and they did not lessen the offense taken by
their socialist opponents.
Nationalism was a
third characteristic concern.
Mainstream eugenicists were often prone to interpreting the degeneracy
thesis in national terms, identifying nationality with "blood" and
fearing that England (or Germany, or wherever) would lose in competition with
nations that did a better job maintaining the quality of their germ plasm.
The "reform"
contingent, often socialists, and including many of the leading figures in the
science of human genetics, accepted eugenic goals, but were unsparingly
critical of the mainline eugenicists' research, biases, and proposals. Hermann Muller, an American geneticist who
later won a Nobel prize for demonstrating the effect of radiation on
chromosomes, insisted that natural talent could not be assessed in a society
such as the United States, which did not offer equal opportunities for
advancement to its citizens; only under socialism could the fit be identified
as such, and then encouraged to multiply.
Eugenics was often
found in the political platforms of left-of-center political parties. A key
proponent in Denmark, for example, was Karl Steincke, a father of the Danish
welfare state (Hansen 1996), and several of the leading Norwegian eugenicists
were also Social Democrats (Roll-Hansen 1980).
Eugenics was adopted with enthusiasm by the Tommy Douglas, later the
pioneer of Canadian social democracy in Manitoba; by Fabian Socialists in the
United Kingdom; and by the Progressives in the United States, all of whom
favored social programs that, with the help of science, applied resources
available to the state to building a more humane society. Many of these same figures, however, were
indistinguishable from their conservative counterparts in class and racial
bias.
Sweden=s eugenics programs
are an instructive case study, since, as Gunnar Broberg and Mattias Tydén
(1996) have shown, they show the compatibility of eugenic thinking to varied
political viewpoints. Until the 1930s, the movement was centered in the
Institute for Race Biology in Uppsala, under the direction of a traditional
eugenicist who would later profess Nazism. The work of the Institute focused on
physical anthropology and was much concerned with alleged threats to the ANordic type.@ After a five-year
dispute, a Social Democratic scientist took control, disavowed racism, and
emphasized laboratory studies in medical genetics. But the ascendancy of the
socialists proved to give eugenics a second wind. The planners of the Swedish
welfare state, concerned with the Aquality@ as well as the quantity of Sweden=s then-dwindling
population, were eager for the government to use natural and social science for
the common good. The modernization and rational ordering of society left little
room for the inferior and the deficient, and the government sought to identify
and sterilize these citizens. Indeed, social democratic intellectuals
maintained that these sterilizations were necessary if Sweden were to be able
to afford the cradle-to-grave security they championed. Eugenics, in effect,
was an instrument for reducing need. Tens of thousands of Swedes, mostly women,
fell victim during the next three decades. The contrast between Aprogressive@ and Areactionary@ eugenics should
not be overemphasized C Swedish eugenics targeted a population of itinerants (ATattare@, or tinkers), who
were imagined to be racially different, and the eugenicists who made a point of
disavowing racism and class bias tended to be academics rather than government
officials. As in other countries, those who actually bore the brunt of state
coercion in the name of the eugenic common good were usually the marginal, the
stigmatized, and the vulnerable. But the Swedish eugenicists strenuously denied
any commonality with Nazi policies of the same era, and our current tendency to
view equate eugenics with Nazism distorts this historical record.
While eugenics was supported by most geneticists of the
era, a number of the scientists were harshly critical of mainline eugenics.
Like his Swedish counterpart, Hermann Muller recognized the movement's racism
and class bias, and the worthlessness of the studies of family pedigrees that
constituted its source of data. But he,
too, was concerned that civilization was interfering with natural selection,
and was intrigued by the possibility that humanity might sever the age-old link
between biological and social parenthood in favor of "germinal
choice" of superior genetic material.
A "Geneticists'
Manifesto" signed by Muller and other leading scientists in 1939 insisted
that encouragement of eugenic-minded reproduction be part of a wider social
program that would provide economic security to parents, equal opportunities to
women, public education in biology, and a "socialized organization"
that ensures that "social motives predominate in society." The first goal of eugenics, in their view,
was health, followed by intelligence and "those temperamental qualities
which favor fellow-feeling and social behavior rather than those (today most
esteemed by many) which make for personal `success', as success is usually
understood at present." The goal
of eugenics, they held, was "much more than the prevention of genetic
deterioration"; they looked to the day, only a few generations distant,
when "everyone might look upon `genius'...as his birthright. And...this would represent no final stage at
all."
The labels
"mainline" and "reform" do not do justice to the great
variety of viewpoints and goals associated with the eugenics movements. Indeed, as Diane Paul has observed, one sign
of the ubiquity of eugenic thinking was the attempt by parties on all sides of
particular social disputes to further their cause by demonstrating that their
recommendations would have the strongest eugenic effect. Leading figures in the American and British
eugenics organizations were political reactionaries. But eugenics, seen as an avenue for the application of science to
social problems, was attractive also to some of the architects of the modern
welfare state, such as the Progressives in the United States and the
Scandinavian Social Democratic parties.
Much of the opposition
to eugenics during that era, at least in Europe, came from the right. The
eugenicists' legislative successes in Germany and Scandinavia were not matched
in such countries as Poland and Czechoslovakia, even though measures had been
proposed there, largely because of the conservative influence in these
countries of the Catholic Church (Roll-Hansen 1988). The Church opposed eugenics in principle (and they were virtually
the only institution to do so), but this was of a piece with their opposition
to abortion and contraception: then, as now, the Church was opposed to
limitations on fertility, and their opponents were often on the left.
To be sure, early
eugenicists were also opponents of birth control, since they believed that its
use by the upper classes exacerbated the degeneration of the gene pool. But not all eugenicists took this position. The eugenic banner was seized also by
feminists who argued that control over fertility, along with emancipation
generally, permitted women to improve the race through sexual selection.
Today, few people
other than historians of science, appreciate the range of political viewpoints
and causes that were once proudly associated with eugenic doctrine. Historical memory of the movement is
colored, perhaps permanently, by the appropriation of eugenics by the Nazi Party.
The Nazi Debacle
Eugenics in Germany, while distinctive in having a medical leadership,
had been marked by much the same divergences of opinion as the movements in
other countries. Though numerous
prominent eugenicists were racist and anti-Semitic, others were avowedly
anti-racist (and some were Jews), and a number stood on the political left
(Weindling 1989). The Nazis imposed a
uniformity of viewpoint, securing the allegiance of the many eugenicists who
rallied to its cause for a thoroughly racist, nationalist eugenic program that
recognized no limits in the pursuit of "racial hygiene."
Eugenics was central
to the entire Nazi enterprise, joined with romantic nativist and racist myths
of the pure-bred Nordic. The emphasis
on "blood" called for a purifying of the nation's gene pool so that
Germans could regain the nobility and greatness of their genetically pure
forbears (Burleigh and Wipperman 1991).
As Robert Proctor
(1988) and other historians have shown, the subsequent programs of
sterilization, "euthanasia" of the unfit (a program that took the
lives of tens of thousands of "Aryans," mostly young children), and
eventually the Holocaust itself were part of the unfolding of this central
idea. The sterilization and
"euthanasia" programs, which did not initially target Jews and other
minorities, were an exercise in negative eugenics designed to improve the
native German stock from its degenerated condition. Legislation barring sexual relations between Jews and
"Aryans," and ultimately the Holocaust, were intended to prevent
further adulteration of the "pure" German nation with inferior
genes. Jews and others who contributed
evil genes were the disease afflicting the German nation, which Hitler, the
physician, would cure.
These measures were
complemented by a range of other genetic interventions, ranging from an
elaborate system of Genetic Courts passing judgment on the genetic fitness of
those thought to harbor defective genes, to marriage advice clinics, to the Lebensborn
breeding program for SS men and other racially motivated initiatives in
positive eugenics (Weindling 1989). The
academic fields of anthropology, biology, and medicine were reformulated in
racial and eugenic terms, and the profession of medicine in Germany was
compromised by its participation in government programs of identification,
sterilization, and murder of those deemed unfit (Aly and Prosch 1994, Weindling
1989, Burleigh 1994, Gallagher 1990, Wikler and Barondess 1994).
Nazi eugenics was
distinctive in its scale and elaborateness, its ferocity, its racial orientation,
and its demands for absolute submission by the individual to the interests of
the group. No other eugenic program
approached the Nazis' eugenics in any of these dimensions. But the Nazi eugenicists claimed (falsely,
according to Weindling (1989)) the continuities between their eugenics and the
programs of the regimes that had preceded theirs.
How should we
understand the relation of the Nazi crimes to the doctrine of eugenics? Did the Nazis simply carry out the measures
that were inherent in the eugenic program all along, but that others had been
unwilling or unable to put to practice?
Or was Nazi eugenics a distortion, a perversion, of eugenics, which
stemmed not from any barbarism inherent in eugenic doctrine but in its adoption
by Nazis, who bloodied and sullied everything they touched? These questions frame much of the debate
over the shadow of eugenics.
Decline and Fall
In its first years, Nazi eugenic programs and propaganda won the
acclaim of eugenic leaders in the United States. The Nazis flattered their counterparts overseas by pointing to
legislation in California and elsewhere not only as precedents but also as
models. It is unsettling to compare the notorious Nuremberg laws to the
miscegenation and eugenics statutes of California and other states; among other
elements, the determination to keep races Apure@ was carried over intact, though the races were
identified differently. The authors of these statutes toured Germany and filed
favorable reports upon their return (Kuhl 1994). Harry Laughlin, Director of the Eugenics Record Office and a
central figure in American eugenics, was given an honorary degree by a German
university, which he accepted with thanks at the German legation in New York.
After the Holocaust
and the defeat of the Germans, however, eugenicists in most other countries
were quick to distanced themselves from German eugenics. Since the Germans had
presented themselves as the most consistent and purposeful of eugenicists, the
movement itself fell into general disrepute.
American eugenics organizations experienced amnesia over their prewar
affinity with their German counterparts, spoke out against racism, and urged
Americans to consider eugenics as a source of national strength. The Eugenical News (23:2-3, 1945)
urged its readers to remember that
it can sometimes be as important to
live for our ideals and to pass on a goodly heritage, as to die for them when
that time comes. The heroes of Valley
Forge and Gettysburg...will have died in vain if the best of our race also
dies. The stork...must be kept flying,
too, along with the eagle and the bombers.
But it must fly to those homes where good environment will bring the
best heredity to fruition, socially and biologically.
Despite these efforts,
the eugenics societies soon lost their followers. The American society's
journal was renamed Journal of Social Biology, and what had in prewar
years been a virtual consensus in favor of eugenics among genetic scientists
disappeared within a decade. The
movements' offices were shut down, and the Rockefellers and other funding sources
turned their attention to related but more reputable concerns, such as world
population control, the prevention of birth defects--and to genetics and
molecular biology (Kay 1995; Paul 1991).
There is some
controversy over the explanation of the sudden disappearance of eugenics from
our national consciousness. The account
given in the first histories of the eugenics movement was that eugenics was
abandoned as the science of genetics progressed, leaving genetic scientists
increasingly dubious of the central factual claims of the movement. A revisionist tradition points to the
strikingly rapid repudiation of eugenics by reputable geneticists in the
mid-1940s, a period marked not by any sudden increase in scientific knowledge
but by the scientist's strong interest in distancing themselves from the
Nazis. Some would even maintain that
the eugenicists did not in fact abandon ship, though they said they did. In this view, the Nazi connection motivated
eugenicists to refuse to endorse eugenic ideas under that name, and to support
eugenic beliefs and projects in other guises.
These accounts have
different implications for the future of genetic policy. If eugenics succumbed to the advancement of
science, perhaps the lid on its coffins is nailed as tightly shut as it needs
to be. If, however, the retreat from
eugenics was simply one of fashion, the movement has not been repudiated on the
basis of fact or even principle, and we might unthinkingly (or, worse,
consciously) return to eugenics when and if fashion changes again. Finally, if clinical genetics is simply
eugenics under a different name, we must achieve a clear understanding of the
morality of both.
III. Common Themes
of Eugenicists
Despite the evident variety of eugenic activity, the whole of eugenics
can be characterized by a core set of tenets to which the various movements and
figures are related, and important currents in the eugenic stream can be
identified more precisely. Though there
may be few theses to which all eugenicsts subscribed, there are some which nearly
all supported. In particular, most
eugenicists shared two assumptions about heredity: the degeneration of the gene
pool, and the heritability of behavioral traits. There was also widespread agreement on the general aims of the
eugenic program.
Degeneration
Fears of degeneration haunted European social thought in the late
nineteenth century. Before Weismann's theory of the unalterable germ
plasm gained wide acceptance, the
commonly accepted explanation was environmental, blaming the migration of young
men from the healthy countryside to the cities during industrialization, which
was claimed to have ill effects on offspring (Soloway 1990). After Weissman=s and Galton=s views had made an
impact, concern shifted to the effects of Aunnatural@ selection.
Darwin's Origin of Species seemed to demonstrate that
competition, a process with losers as well as winners, is essential if the
human race is to improve. Modern
society, it was feared, rescues and nurtures the unfit, who, far from falling by
the wayside, now flood society with disproportionately large numbers of
offspring. The result is that damaging
hereditary characters spread through the population, threatening a catastrophic
loss of fitness, and hence of all human excellences, with a cumulative effect
that increases exponentially by the year.
Others understood
degeneration as a result of the loss of racial purity. A German study of
interracial offspring among Hottentots in Africa, by a scholar who later
figured prominently in Nazi eugenics, claimed that mixed-race offspring were
inferior to the races of both parents. Parsifal,
Wagner=s
final, epic opera of degeneration among teutonic Knights of the Holy Grail, has
been understood as a warning of the loss of Germanic biological superiority
through the mixing of blood; one devotee who may have taken this lesson from
Wagner was the young Adolf Hitler. The
specter of degeneration, whether understood in racial terms or not, gave urgency to eugenic policies. Without this doomsday scenario, fewer of the
movements' followers would have accepted its harsher prescriptions.
Heritability of Behavioral
Traits
The belief in the heritability of behavioral traits--talents,
proclivities, dispositions, and the like--has earned the eugenicists
well-deserved ridicule. Davenport's
list of inherited traits, for example, ranged from "pauperism" to
such fanciful items as "thallasophillia," or love of the sea, the
gene for which he judged to be sex-linked (since sea captains were exclusively
male). For many eugenicists, the key to
the transmission of character and talent was the single trait of intelligence,
and eugenics was intimately associated with the rise of IQ testing and the
labeling and grading of degrees of mental incompetence by Henry Goddard and
others. At issue was whether the
objectionable behavior of the unfit could be traced to lack of intelligence
(immorality, in this view, resulting from an inability to understand right and
wrong), or to the inheritance of separate incapacities, in particular lack of
self-control and industry.
In view of their
belief in genetic transmission of talents and temperament, almost all
eugenicists believed that social problems had a biological basis, and also, at
least in part, a potential biological remedy.
The precise relationship between society and biology was understood very
differently by, say, "mainline" British conservatives, Nazi
racialists, and Marxist radicals. But we can find the same biologizing
tendency in proposals as varied as segregation of the "feeble-minded"
and the proposal for "eutelegenesis"--the mass insemination of women
with the sperm from a small number of remarkable men, which a Soviet eugenicist
insisted was necessary for fulfillment of the Five-Year Plan.
Eugenic Ends
Beyond these assumptions, nearly all eugenicists agreed on the overall
aim of their movements. The fundamental goal of all eugenics in those countries
in which the "hard-hereditarian" genetic theories of Galton and
Weismann were accepted was to "improve" the overall quality of the
gene pool, whether by positive or negative eugenic means. Because eugenics antedated the current
revolution in genetics and molecular biology, its proposals of necessity relied
almost exclusively on changing the breeding practices of human beings. Accordingly, reproduction was seen by all
eugenicists as an act with social consequences rather than a private matter.
Not all eugenicists
concluded that reproduction should be controlled by the state; Galton, for
example, wanted to secure voluntary acquiescence with eugenic guidelines by
making eugenics a civil religion, and some eugenicists focused entirely on
positive eugenics, which could scarcely be compulsory. This social understanding of reproduction
was accompanied by a view of the germ plasm as a social resource, its use
governed by considerations of the public good--though, once again, eugenicists
of different political colorations drew very different implications from this
shared premise.
If there was a core
belief common to all eugenicists, it would have to be expressed in the most
general terms: concern for human betterment through selection--that is, by
taking measures to ensure that the humans who do come into existence will be
capable of enjoying better lives and of contributing to the betterment of lives
for others. This, most would agree, is an
unexceptionable aim C and its general appeal helps account for at least some
of the wide appeal of the eugenics program.
But behind this genial promise lay a multitude of sins.
IV. Ethical Autopsy
Eugenics is remembered mostly for the outrages committed in its
name. Terrible as they were, however,
these wrongs do not, in themselves, tell us about the validity of eugenic moral thinking, any more than
medical experimentation on human beings can be judged immoral on the basis of
experiments at Dachau and Tuskeegee. For the history of eugenics to be
instructive in ensuring social justice in a society with greater knowledge
about genes, and perhaps some ability to alter them, the key question is whether,
unlike medical experimentation on humans, eugenics was wrong in its very
inception. If so, any eugenics program will be wrong. On the other hand, if the
abuses done in the name of eugenics do not necessarily reflect badly on eugenic
ideas themselves, then our task will be to ensure that any eugenic
interventions of the future avoids these abuses. Our review, which will be simultaneously historical and
prescriptive, finds that much of the bad reputation of eugenics is traceable to
attributes which, at least in theory, might be avoidable in a future eugenic
program. But we believe that problems of social justice and fairness, which
reduced the moral stature of eugenics in the past, and will be prove just as
difficult in the decades ahead.
A Creature of its Time
Eugenics is easy to ridicule. Photographs of AFitter Family
Contests@,
showing large families at state fairs receiving the same kinds of awards as
those handed out for best cows and pigs, need no comment, and the movement=s extravagant
promises and predictions are ludicrous in retrospect. Indeed, very little of
the scientific basis on which the movement was premisedCfor this was
fashioned as an attempt to bring the insights and methods of modern science to
bear on social problemsCwithstand scrutiny.
Though the eugenicists
correctly noted the social dislocations of the late nineteenth and early
twentieth centuries, their biological explanation--the "degeneracy"
thesis--was not correct, either in its Lamarckian or its Darwinian
versions. The widespread belief among
eugenicists left and right in the heritability of talents, vices, and other
traits of character, has not fared much better. Though interest in the genetic
basis of behavioral traits and dispositions continues unabated in today's
studies of twins (Bouchard 199x) and in
sociobiology (Wilson 198x, Kitcher 199x), which are hardly free from
controversy, even those most strongly convinced of a genetic basis for
particular behavioral dispositions find little merit in the eugenicists'
research methods or specific conclusions.
Nor were the
eugenicists prescriptions for genetic improvement likely to have much effect.
They had no way to identify carriers of recessive genes, and so did not know
whom to discourage from reproducing; thus
their proposed programs could not possibly deliver the benefits they
promised. Some eugenicist scientists came to appreciate the relative futility
of their proposed measures in bringing about large-scale changes in the
distribution of what they imagined were the genes underlying such traits as
intelligence and self-control (Paul and Spencer 1995). In their more careful
moments, they conceded that the effect of eugenic measures would be very small,
though they considered the interventions justified even by these results. Their
candor, however, was not matched by the leaders of the movement, who promised
rapid, visible, social improvement.
The bigotry and racism of mainstream eugenics, like the pseudoscience, is glaring and
appalling to the present-day reader.
The class prejudices of mainline eugenicists are startling in their
ferocity. The feminist eugenicist Marie
Stopes spoke of "that intolerable stream of misery which ever overflows
its banks" (Stopes 1921); others spoke of
"social pests", "sewerage," and "scum"
(Searle 1992). The founder of the
famous Vineland Training School, E.R.
Johnstone, spoke of "waste humanity" (quoted in Popenoe and
Johnson 1918). And Sidney Webb, the
Fabian socialist, warned of the "breeding of degenerate hordes of a
demoralized @residuum@ unfit for social
life."
It is chilling, in
light of events to come in Germany, to encounter Charles Davenport's social
Darwinist perspective on infant mortality:
We hear a great deal about infant
mortality and child saving that appeals to the humanity and the child-love in
us all. It is, however, always the
saving of the lowest social class that is contemplated. I recall the impassioned appeal of a
sociologist for assistance in stopping the frightful mortality among the
children of prostitutes. But the
daughters of prostitutes have hardly one chance in two of being able to react
otherwise than their mothers. Why must
we start an expensive campaign to keep alive those who, were they intelligent
enough, might well curse us for having intervened on their behalf? Is not death nature's great blessing to the
race? If we have greater power to
prevent it than ever before, so much the greater is our responsibility to use
that power selectively for the
survival of those of best stock; more than those who are feebleminded and
without moral control (Davenport 1914).
These views betray an
almost visceral hatred (parading as concern for the victims who would
"curse on us for their rescue").
The first step toward atrocity is the objectification, vilification, and
ridicule of the victim. The comparison
of "feeble-minded" people and others in the underclass to feces,
waste, and animals made it thinkable to deprive hundreds of thousands of people
of their civil rights, first through institutionalization and segregation, then
by involuntary sterilization, and, in the singular instance of Nazi Germany,
through murder.
Though the
pseudoscience, bias, bigotry, and racism which abounded in eugenics make the
movement=s
bad reputation richly deserved, these features of the historical movement do
not in themselves demonstrate that eugenics must be avoided in the future. The
eugenics movement was a creature of its time. The science of genetics was in
its infancy. Racism, class snobbery, and other forms of bias were openly
expressed even by learned scholars; these sentiments, so obvious and objectionable
today, were invisible then, because, of course, they were so widely
shared. There is no shortage of class,
race, and national biases today, though they are no longer displayed openly in
polite society, and vigilance is needed to ensure that they do not infect
social policy involving applications of genetic science (as in every area of
social life). Part of the fierce
opposition to the theses of Herrnstein and Murray's The Bell Curve,
which occupied center stage in intellectual debate for a season, can be
understood as a response to their disparaging remarks---couched, to be sure, in
soothing and reasonable language--about not only the intelligence but even the
moral character of both the poor and African-Americans. But, as we note below, racism and other
biases were not unique to eugenics. A central concern of public health
authorities who studied health among blacks was that whites might catch their
diseases. For example, Dr. C.E. Terry
reported that though mortality was higher for blacks, the white mortality was
higher than it should be because of "a race infection" occurring as
the blacks "mingle with us in a hundred intimate ways" while
rendering services (Terry 1913, quoted in Muller 1985). A 1945 report of a tuberculosis control
program in Memphis aimed to x ray "a large proportion of the Negro females
in the community" so that housewives could check their health cards before
hiring them as domestics (Graves and Cole 1945). This sorry record does not
show that we should abandon public health programs, and likewise do not argue
definitively against eugenics.
In short, the central
theses of a social movement, including its moral premises, ought not be
dismissed because of the intellectual and ethical failings of its adherents.
Eugenics is recalled as the Nazis= racial doctrine, which it was, but to be a eugenicist,
then or now, is not tantamount to being a Nazi. Reflexive rejection of eugenic
ideas because they had unsavory advocates is neither morally nor intellectually
serious. What matters is the moral defensibility of the eugenic concepts and
values themselves, which must be identified and assessed.
Why Was Eugenics
Wrong? Five Theses
We now consider five answers to the question, Why was eugenics wrong?
Each goes beyond the movements poor science and evident prejudice to attempt to
locate errors of moral wrongs inherent in any eugenic program. We endorse the
fifth, the lack of a concern for the fair distribution of burdens and benefits;
but several of the others come close to the mark.
Thesis 1: Replacement, not Therapy
Eugenics sought human betterment, but in a distinctive way: by causing
better people to be conceived and born, rather than by directly bettering any
people. Benefits to people already born would be indirect: freedom from the burdens
placed on society by the unfit, sharing in
the productivity of the
gifted. The distinction has been drawn
vividly, albeit in a different context, by Richard Lewontin:
To conflate...the prevention of disease
with the prevention of lives that will involved disease, is to traduce
completely the meaning of preventive medicine.
It would lead to the grotesque claim that the National Socialists did
more to "prevent" future generations of Tay-Sachs [a lethal genetic
disease found most commonly among Jews] sufferers than all the efforts of
science to date. Genetic counseling and
selective abortion are substitutes for disease prevention and cure (Lewontin
1997; italics in original).
Is eugenics suspect for this reason? We believe not. There are,
however, a number of reasonable concerns which might seem to condemn eugenics
for this reason. Policies of any sort, eugenic or otherwise, which affect the
well-being of future generations by changing the identities of those who will
constitute them present a host of apparent philosophical paradoxes and
conundrums, as Jan Narveson (1967, 1973) and Derek Parfit (1984) have shown to
a generation of moral philosophers. We discuss these Agenethical@ uncertainties
(Heyd 1992) in Chapter Five. For our evaluation of eugenics, we need only note
that eugenic policies are by no means unique in having this kind of effect. So
do conservation policies, macroeconomic decisions, and commercial advertising,
since each affects, in ways large and small, which individuals will be
conceived and born. Why, then, single
out eugenics? One concern is that those who would better humankind by bringing
about the conception of Abetter@ humans would make faulty judgments on what kinds of
people should be conceived and born. The eugenic authorities might favor the
wrong traits, and they might not appreciate the value of diversity and
differences in points of view over what makes life valuable and worthwhile. A
related concern is that any scale of human excellences which eugenicists might
use to Aimprove@ the population
would automatically stigmatize those people, both living and those yet to be
conceived, whose traits put them at the bottom of the eugenicists= rankings. Both of these concerns are understandable,
and we discuss them both in this chapter and in Chapter Seven. To be sure, the
eugenicists of half a century ago were
guilty of intolerance and disdain for those whose like they sought to
"prevent" in future generations. This contempt is audible in H.G.
Wells=s
admonition (1905, quoted in Paul 1995) that "the way of Nature has always
been to slay the hindmost, and there is still no other way, unless we can
prevent those who would become the hindmost being born." Nazi eugenicists took the further step of
murdering many of them. Nevertheless,
this appraisal of eugenics does not point us toward its cardinal sin. In
theory, eugenicists could heed concerns over diversity. Objections to the
choices eugenicists made, to which we turn shortly, do not necessarily argue
against any attempt to choose. And some of the same concerns about
stigmatization could be raised in opposition to programs which seek to
ameliorate conditions, such as deafness, among existing people: for why try to Acure@ a person of
deafness unless it is undesirable to be deaf?
This critique
also proves too much. As a general
argument, it would condemn genetic screening even for very serious conditions,
which disabilities rights organizations
themselves support. The gene for
achondroplasia, for example, a single copy of which produces a (usually)
healthy dwarf, is dreadful in combination, and, according to Ruth Ricker
(1995), former President of Little People of America, the dwarf community looks
forward to the day when dwarf parents can be spared the fear of giving birth to
a child with two of these genes. Advocates among the deaf have asked to appreciate the quality of life
achievable with hereditary deafness (Wernimont 1997); but the argument we are
considering would also condemn any interest in "preventing lives"
marked by disabilities which do not permit such a high quality of life. Indeed, we consider in Chapter Five the case
for the moral thesis that this form of "prevention" is not only
permissible but morally obligatory for parents given the choice, at least with
respect to severe disabilities.
Thesis 2: Value Pluralism
"Who was to set the criteria for ideal man? In a complex modern society no particular
human type could be characterized as 'the best'" (attributed to Wilhelm
Johannsen 1913, in Roll-Hansen 1989).
Is the very idea of a eugenic program self-defeating? If there is no Abest@, how can
eugenicists promote it? Eugenicists are rightly blamed for promoting a
particular conception of human perfection, failing to appreciate the essential
plurality of values and ideals of human excellence. Like others, they assumed that the ideal would be similar to
themselves, or at least to those they most admired. Mainline eugenicists in the United Kingdom and the United States,
largely members of the upper-middle professional classes, hoped for a society
in which each person would attain his or her level of virtue, and they despised
those who failed to display the proper bourgeois values. Nazi racial hygienists, many of whom
considered themselves to be of "the Nordic type," valued the Nordic
type. Hermann Muller, the socialist
geneticist and eugenicist, extolled a wide range of models, including Lenin,
Gandhi, and Sun Yat-Sen--all of whom were, like Muller himself, exceptionally
brilliant men.
As the question
attributed to Johannsen, a Danish geneticist and reluctant eugenicist,
demonstrates, the difficulty of defining human perfection was not entirely lost
on the eugenicists, but the strident rhetoric of much of the mainline eugenics
literature brooked no opposition and admitted to no doubt over what constituted
a "healthy" and virtuous style of life. In a word, the mainstream eugenicists tended to be snobs. Looking
down on the manners and values of those they despised was not an incidental
feature of their eugenic program; it was one of its driving forces, validating
and supporting the self-image and pretensions of the upper middle classes
(Mazumdar 1992). This intolerance and self-glorification was a notable moral
failure in mainstream eugenics. A
closer examination of the mainstream, pre-Nazi eugenic program, however,
however, complicates the picture considerably. For though mainline eugenicists
despised the underclass for not resembling themselves, the traits the eugenicists believed
heritable and worthy of cultivation were ones valued by people with widely
varying ideals of personal development, plans of life, and family
structure. Though some eugenicists did
believe there to be particular genes for drunkenness,
"shiftlessness," and the like, in the main the eugenicists focused on
a very short list of traits about which there is little controversy. Members of
the Ahuman
residuum@
they wished to eliminate would presumably have valued these traits, too. As we
have seen, intelligence dominated the list, or was the only item on it;
self-control and a few other very general virtues were sometimes added. There is little real dispute over the value
of these all-purpose talents, even among those who might disdain the proper
airs and manners of the mainline eugenicists; whatever a person's favored pursuit
or style of living might be, intelligence and self-control help make the most
of it.
It remains true that
the mainline eugenicists were anything but tolerant of personal and social
ideals that differed from their own.
They favored breeding humans with an eye to intelligence and self-control
because they thought that these traits were necessary if a person were to lead
a proper kind of life. Claims of this
kind--for instance, that the poor are too stupid to understand the difference
between right and wrong, or to exercise the restraint necessary for the nuclear
family--resurface today in such works as The Bell Curve. Still, we would
not fault the eugenicists (or the authors of the later book) for believing that
raising the level of intellectual ability in the population would result in
human betterment. What deserves criticism and rejection are a series of beliefs
and attitudes that accompanied this element of the eugenic program. These
include the assumption that raising intellectual ability would result in more
widespread adoption of bourgeois values, and that this would be a good thing;
that social problems such as crime and unemployment are the result of low
intelligence; and a belief that, on the whole, people of low intellectual
ability are of little value to themselves or others.
For the future of
genetics, however, pluralism of ideals
and values may turn out to be a crucial issue. Parents who choose not to avail
themselves of genetic screening or engineering for avoiding short stature in a
child might be condemned by neighbors for failing to ensure that their child
would be Anormal@. Less defensibly,
deaf parents who wish to abort fetuses that do not test positive for inherited
deafness, and dwarf parents who want only a child with the gene for
achondroplasia, also hold unconventional values, and their freedom to act on
them is likewise at issue in the ethics of clinical genetics. The European Parliamentary panel on genetic
engineering, headed by the Green representative to the German Bundestag, R.
Härlin, held that genetic screening requires us to decide what is "normal
and abnormal, acceptable and unacceptable, viable and non-viable forms of the
genetic make-up of individual human beings before and after birth" (quoted
in Kevles 1992). And if we ever acquire
an ability to influence personality and character through genetic choice or
manipulation--to choose, for example between aggressive and gentle
dispositions--this debate will be of crucial importance. In Chapter Six we discuss the range of
choice among alternatives likely to be available in the near and medium term
that should be given to prospective parents.
Thesis 3: Violations of
Reproductive Freedoms
Apart from the Nazis' crimes, the involuntary sterilization of tens of
thousands of Americans and Europeans was the worst stain on the record of the
eugenics movements. (Other great
wrongs, such as curbs on immigration and the miscegenation laws, stemmed from a
variety of causes.) In many instances,
those who warn us of a return to eugenics have infringements of reproductive
freedoms in mind. Indeed, the eugenic program, once LaMarckian theories of
heredity were abandoned, consisted largely in trying to influence (or to
dictate) who would breed with whom. This was the sole technique the eugenicists
had for influencing the genetic makeup of new generations. It may seem appropriate,
then, to identify eugenics with violations of reproductive freedom, and in turn
to condemn both on the same grounds.
But is this what was wrong with eugenics? Diane Paul (1996) has pointed
out that not all eugenicists favored the use of coercion. Galton did not, and
surely he counts as a eugenicist. Eugenics was imposed by force, in the form of
sexual segregation and sterilization, but in other instances it was entirely
voluntary. Today, the eugenics-minded government in Singapore offers singles
cruises to educated women in the hope that they will find husbands and
reproduce. This is no violation of reproductive freedom, even if is
wrong-headed.
Paul has argued that,
at least in the United States, reproductive freedoms are sufficiently well-established
that we need not entertain serious fears about the return of a coercive
eugenics in the wake of the Human Genome Project. Surely she is correct that
sterilizations on a mass scale are inconceivable in this country, at least in
the near term. The same may not hold in countries with weaker traditions and
which lack entrenched legal protections for reproductive freedom however;
China, whose recent law on maternal and child health contains eugenic
provisions, is a case in point (Nature 1995; Qiu 1998). We discuss issues of genetics and
reproductive freedom in Chapter Five.
Thesis 4: Statism
In a recent address, James Watson (1997) reviewed the odious history
and possible future of eugenics and concluded that the most important safeguard
is to eliminate any role for the state.
He provided a strong case. The great wrongs visited on vulnerable people
in the name of eugenics---institutionalization, sexual segregation,
sterilization, and, in Germany, murder on a mass scale---could not have
occurred without state involvement. This was as true in Social Democratic
regimes, such as Sweden, as under the Nazis. . In England, where the state's
role was minimal, eugenics may have been offensive, but it did not violate individual rights.
Nevertheless, we take
issue with Watson=s thesis, if understood as implying that the chief
ethical problems of eugenics can be addressed by keeping the state out of
genetic improvement. Eugenics can be pursued without the state, and arguably
even as the unintended result of actions done for other reasons, but the
ethical issues can be just as serious. What Troy Duster (1990) has called
"backdoor eugenics" threatens to visit harm on the genetically
disfavored through the cumulative effect of many private decisions on the part
of employers, insurers, and prospective parents. As Robert Wachbroit (1987) has
observed, government and society might conceivably switch roles, with the
former intervening in private choice in order to preserve the liberties and
well-being of those whose genes threaten disease or disability. In such a
scenario, denying a role to the state might hasten eugenic evils rather than
protecting against them. If the "backdoor" concern is justified, we
ought not conclude that the wrongs of eugenics can be avoided as long as the
state forswears any eugenic intent.
In any case, a strong
state role is not essential for a eugenic program. True, it may be difficult to
win compliance with eugenic prescriptions without the long arm of the law. That
is why Galton, imagining a fully voluntary regime, mused that eugenics might
have to be instated as a civil religion in order to induce members of society
to make the sacrifices required. Eugenics never attained this status, whether
in the UK or elsewhere (not even in contemporary Singapore, where the head of
state has been an enthusiast). The British eugenics movement was no less
"eugenic" for being a citizen's movement relying on voluntary
measures, and from this fact it follows that statism is not a source of wrongs
inherent in the core of the eugenic program.
Thesis 5: Justice
Daniel Kevles (1985) concludes his magisterial history of the eugenics
movement with the observation that
eugenics has proved itself
historically to have been a cruel and always a problematic faith, not least
because it has elevated abstractions--the "race," the
"population", and more recently the 'gene pool'--above the rights and
needs of individuals and their families (pp. 300-301).
The eugenics movements of 1870-1950 insistedCwrongly, as it
turned outCthat
humankind faced a grave threat (degeneration) and stood to gain a large benefit
(more able, more fit people) if humans would submit to the kind of breeding
programs which had been used to improve plants and livestock. But who would
benefit, and at whose expense? The internal logic of eugenics provides the
answer. The Aunderclass@ is simultaneously
the group of people whose genes were not wanted, and also the people who,
through involuntary sexual segregation, stigmatization and denigration,
sterilization, and even murder, paid the price. The injustice of this
distribution of burdens and benefits is evident, even when we make the effort
to accept, for the sake of argument, the eugenicist=s warnings about
degeneration and their promise of a better society to come. Thus construed, the central moral problem of
eugenics is akin to the perennial ethical quandary of public health, which
seeks to benefit the public but in some cases exacts a penalty, such as
quarantine or involuntary vaccination, on some individuals. The actual Typhoid
Mary, for example, was forced to live out her life on an island in the East
River near New York (Leavitt 1996); HIV-positive Cubans today may face
restriction to a sanitorium (Bayer 199x). The search for a balance between
public health and personal liberty and other interests will always figure
prominently in the ethics of public health.
It is notable that eugenicsts often portrayed their movement as a
campaign for public health. Programs and personnel were often common to
both. As Charlotte Muller noted in her
insightful review of writing in the American Journal of Public Health
during this period, the gross differences in health status across racial and
income lines tended to be explained in terms of heredity. Martin Pernick (1997)
has noted extensive overlap even in the jargon of the two fields, each of which
resorted to "isolation" and "sterilization" of the
individuals who were thought to pose threats to the well-being of the public.
Eugenics was often described in medical terms (Kamrat-Lang 1995), e.g. as an
effort to prevent the spread of (genetic) disease from generation to
generation. Hitler was lauded as the great doctor of the German nation,
rescuing the Aryan gene pool from the genetic disease introduced by Jewish
infestation (Proctor 1988).
The Public Health
and Personal Service Models
It is tempting, in trying to guard against a reversion to bad eugenic
policies, to draw a bright line between eugenics as an intervention on behalf
of public health and welfare, versus clinical genetics, in service to the
individual. We called these the Public
Health Model and the Personal Service Model, respectively, in Chapter One. The bright line would distinguish
indefensible eugenics from defensible genetics, even if the latter faces moral
problems of its own. In our view, the
distinction is not as clear as it is alleged to be, nor is the moral difference
as sharp. as with other "ethical
firebreaks" examined in this book, this alleged distinction is not an
appropriate substitute for moral analysis.
According to this
proposal, parents do not practice eugenics when they seek "the perfect
baby". The reason is that these
parents presumably do not employ clinical genetics with the population's
welfare in mind. Any testing, or indeed
genetic engineering, which they employ will be done because they want their
child to have every advantage which the new genetics can bestow. The cumulative impact of decisions like
theirs may have a substantial impact on the well-being of others, and on
society over time, but, in seeking clinical services, this is not their
personal concern.
But can these two
concerns, one for the prospective child and the other for society, be so neatly
distinguished? Consider these
statements:
1a. I favor a genetic intervention
because I want my child to have the "best" (healthiest, etc.) genes.