SEVERITY OF COMPULSIVE GAMBLING AND CO-ADDICTION IN MARYLAND

SEVERITY OF COMPULSIVE GAMBLING AND CO-ADDICTION IN MARYLAND

by

Robert A. Yaffee, Ph.D.

&

A REVIEW OF PREVALENCE ESTIMATES

A REVIEW OF PREVALENCE ESTIMATES

by

Robert A. Yaffee, Ph.D. and Robert M. Politzer, Sc.D.

in

FINAL REPORT OF TASK FORCE ON GAMBLING ADDICTION IN MARYLAND

by

Valerie C. Lorenz, Ph.D., Robert M. Politzer, Sc.D., & Robert A. Yaffee, Ph.D.



TABLE OF CONTENTS



LETTER TO THE SECRETARY, DEPARTMENT OF HEALTH AND MENTAL
     HYGIENE . . . . . . . . . . . . . . . . . . . . . . . .   ii

TABLE OF CONTENTS  . . . . . . . . . . . . . . . . . . . . .   iv

INTRODUCTION . . . . . . . . . . . . . . . . . . . . . . . . .  1
     Fact Sheet. . . . . . . . . . . . . . . . . . . . . . . .  2
     Selected Comments of Survey Respondents . . . . . . . . .  3
     Establishment and Purpose of the Task Force . . . . . . .  4
     Membership of the Task Force. . . . . . . . . . . . . . .  5
     Acknowledgements. . . . . . . . . . . . . . . . . . . . .  7
     Work of the Task Force. . . . . . . . . . . . . . . . . .  9

CONCLUSIONS AND RECOMMENDATIONS - SUMMARY. . . . . . . . . .   12

PATHOLOGICAL GAMBLING. . . . . . . . . . . . . . . . . . . .   19
     Types of Gamblers . . . . . . . . . . . . . . . . . . .   21
     Clinical Definition . . . . . . . . . . . . . . . . . .   24
     The Stages of Pathological Gambling . . . . . . . . . .   25
     Criminal Behavior . . . . . . . . . . . . . . . . . . .   28
     Treatment and Recovery. . . . . . . . . . . . . . . . .   29
     Public Health Impact. . . . . . . . . . . . . . . . . .   30
     The Epidemiologic Model . . . . . . . . . . . . . . . .   31

HISTORY OF PATHOLOGICAL GAMBLING TREATMENT IN MARYLAND . . .   35
     Legislation . . . . . . . . . . . . . . . . . . . . . .   36
     Beginnings. . . . . . . . . . . . . . . . . . . . . . .   37
     Johns Hopkins Center for Pathological Gambling. . . . .   38
     Washington Center . . . . . . . . . . . . . . . . . . .   43
     Taylor Manor Hospital . . . . . . . . . . . . . . . . .   44
     Changing Point. . . . . . . . . . . . . . . . . . . . .   45
     Epoch House . . . . . . . . . . . . . . . . . . . . . .   45
     National Center for Pathological Gambling, Inc. . . . .   46
     Maryland Council On Compulsive Gambling . . . . . . . .   47
     Hotline . . . . . . . . . . . . . . . . . . . . . . . .   47
     Further Developments. . . . . . . . . . . . . . . . . .   49
     Current Treatment Options Elsewhere . . . . . . . . . .   51

PREVALENCE OF GAMBLING ADDICTION IN MARYLAND . . . . . . . .   54

ECONOMIC AND SOCIAL IMPACT OF GAMBLING ADDICTION . . . . . .   58

PROFILE OF MARYLAND PATHOLOGICAL GAMBLERS IN PROFESSIONAL
     TREATMENT PROGRAMS. . . . . . . . . . . . . . . . . . .   62
     The Nature of the Gambling Problem. . . . . . . . . . .   63
     A Profile of the Maryland Pathological Gambling Patient:
          1983-1989. . . . . . . . . . . . . . . . . . . . .   64
     A Statistical Model of the Severity of the Gambling
          Problem for Maryland Pathological Gambling
          Patients: 1983-1989. . . . . . . . . . . . . . . .   66
     Recommendations . . . . . . . . . . . . . . . . . . . .   68

PROFILE OF MARYLAND GAMBLERS ANONYMOUS RESPONDENTS . . . . .   69

PROFILE OF MARYLAND GAM-ANON RESPONDENTS . . . . . . . . . .   72

REPORT OF THE COMPULSIVE GAMBLING HOTLINE. . . . . . . . . .   74

LIABILITY OF THE GAMING INDUSTRY FOR MARYLAND'S PATHOLOGICAL
     GAMBLING PROBLEM. . . . . . . . . . . . . . . . . . . .   78

BIBLIOGRAPHY . . . . . . . . . . . . . . . . . . . . . . . .   81


                            APPENDICES

APPENDIX A: A WORD ON ROBERT A. YAFFEE, PH.D.. . . . . . . .   87

APPENDIX B: GAMBLERS ANONYMOUS SURVEY. . . . . . . . . . . .   89
     Introduction. . . . . . . . . . . . . . . . . . . . . .   91
     Methodology . . . . . . . . . . . . . . . . . . . . . .   92
     Results . . . . . . . . . . . . . . . . . . . . . . . .   92
     Discussion. . . . . . . . . . . . . . . . . . . . . . .   97
     Tabulation of Survey Questions and Responses. . . . . .  100

APPENDIX C: GAM-ANON SURVEY. . . . . . . . . . . . . . . . .  112
     Introduction. . . . . . . . . . . . . . . . . . . . . .  114
     Methodology . . . . . . . . . . . . . . . . . . . . . .  115
     Results . . . . . . . . . . . . . . . . . . . . . . . .  115
     GamAnon Respondents' Requests for Help. . . . . . . . .  117
     GamAnon Respondents' Messages for the Governor and
          Legislators. . . . . . . . . . . . . . . . . . . .  118
     Conclusions . . . . . . . . . . . . . . . . . . . . . .  119
     Tabulation of Survey Conducted by the Task Force of
          Maryland GamAnon Chapters. . . . . . . . . . . . .  120

APPENDIX D: COMPULSIVE GAMBLING HOTLINE -- 1-800-332-0402:
     FISCAL YEAR 1990  FINAL REPORT. . . . . . . . . . . . .  124
     Background. . . . . . . . . . . . . . . . . . . . . . .  126
     Legitimate Calls. . . . . . . . . . . . . . . . . . . .  127
     Lottery Calls -- U.S. and Maryland. . . . . . . . . . .  140
     Public Relations Efforts. . . . . . . . . . . . . . . .  142
     Legislative Activity. . . . . . . . . . . . . . . . . .  143
     Summary . . . . . . . . . . . . . . . . . . . . . . . .  144
     Representative Calls Received by the Compulsive        
          Gambling Hotline . . . . . . . . . . . . . . . . .  146
     Varied and Different Hotline Calls. . . . . . . . . . .  153

APPENDIX E: PROFILE OF PATHOLOGICAL GAMBLERS UNDERGOING
     TREATMENT . . . . . . . . . . . . . . . . . . . . . . .  154
     Research Objectives . . . . . . . . . . . . . . . . . .  156
     Profile of the Pathological Gambler in Maryland . . . .  162
     Personal History of Abuse and Consequences. . . . . . .  166

APPENDIX F: SEVERITY OF COMPULSIVE GAMBLING AND CO-ADDICTION
     IN MARYLAND . . . . . . . . . . . . . . . . . . . . . .  192

APPENDIX G: A REVIEW OF PREVALENCE ESTIMATES . . . . . . . .  211
     A More Accurate Estimate. . . . . . . . . . . . . . . .  214
     Post-Stratification Weights . . . . . . . . . . . . . .  215
     Our New Estimate. . . . . . . . . . . . . . . . . . . .  216
     Other Statistical Concerns. . . . . . . . . . . . . . .  217
                                 



APPENDIX F 

SEVERITY OF COMPULSIVE GAMBLING AND CO-ADDICTION IN MARYLAND

Prepared for the Maryland Task Force on Gambling Addiction
by Robert A. Yaffee, Ph.D.
Research Consultant, Academic Computing Facility Courant Institute of Mathematical Sciences New York University
Submitted May, 1990


                            Background

     How does simultaneous addiction (co-addiction) or sequential
(serial) addiction relate to the severity of pathological
gambling in gambling patients and Gamblers Anonymous members in
Maryland today?  Whether and to what extent compulsive gambling
patients are beset with other addictions is a question that
emerged from ongoing research for the Task Force.  When asked
whether they have ever had or do have an alcohol problem, 50.8
percent of Maryland compulsive gambling patients in the past five
years reply in the affirmative.  When asked whether they have
ever had or do have a drug problem, 26.7 percent of them answer
in the affirmative.  Among the Maryland Gamblers Anonymous (GA)
respondents, of whom about 80 to 90 percent returned the ques-
tionnaires during this past year, 26 percent reported having had
or having an alcohol problem while 14 percent reported having had
or having a drug abuse problem.  Because the closed-ended
responses of patient data did not distinguish between past and
present addiction, a confusion of simultaneous (co-addiction) and
sequential (serial) addiction could arise from these responses. 
Yet these percentages by themselves do not compel conclusive
inference.  It was the discovery that these variables were
potentially significant in the models that were developed that
necessitated further exploration of their nature.  


                        Problem Formulation

     The question of the severity of the gambling problem was
addressed with research for the Maryland Task Force on Gambling
Addiction.  The search for factors which aggravate this condition
was undertaken in hopes of identifying the sources of the prob-
lem, thereby sharpening the focus on ways to ameliorate or
eliminate the compulsive gambling problem.  A ratio of the amount
of the gambling debt to the annual income of the respondent was
constructed.  This ratio comprises an index as to the severity of
the gambling problem.  In the course of developing mathematical
models to help predict this index, it was found that co-addiction
or serial addiction could be significant.

     The ratio is then split into thirds so that it would have
three values: low, medium and high.  Thirty-three and three-
tenths percent of the responses are lumped into the low category,
the next third into the medium category, and the remaining ratios
reside in the high category.  An ordinal logit analysis was
performed using this ratio variable as a dependent variable. 
From this analysis, the significance, direction, and magnitude of
other variables on this gambling problem severity ratio were
identified, estimated, and fitted.  Next, the high and medium
categories were combined.  By collapsing this variable into two
values, a dichotomous variable was constructed  with coding that
differentiates between low and greater than low severity of
gambling ratios.  A logistic regression equation of variables
that were hypothesized to predict a form of this ratio was then
run.  The formulation of this ratio provides built-in variation
which can be analyzed as a tool to investigate which factors
contribute to the worsening of the condition and which factors
contribute to the amelioration of the problem.  One can determine
which factors appear to be associated with lower levels of this
severity and which factors appear to be associated with higher
levels of this severity.  The logistic regression equation
permits estimation of the probability of being in the higher two
categories over that of being in the lower category.  This
procedure was performed separately for both the patients and the
GA members.  For patients and GA members, models were fitted to
see what variables significantly predicted this kind of outcome.

     While the surveys were similar, they were not identical. 
Not all of the variables in one survey were in the other.  There
were some common variables in both the patient and GA models --
such as, past or present drug abuse, past or present alcohol
abuse, and educational level (high school dropout v. high school
graduate and beyond) of the respondent. 

     Nevertheless, each estimated and fitted model, whether
patient or GA, possessed variables that the other model did not
include.  The patient model contained a test of whether the
mother died before the respondent was 18 years of age, while the
GA models did not.  The GA models contained variables of whether
the gambler considered or attempted suicide, whether the family
had to resort to public assistance as a direct result of
gambling, and whether the gambler committed illegal acts as a
result of the gambling.  In the ordinal logit GA model, it was
found that whether the gambler sought counseling because of
gambling was significant.  These variables were dummy variables,
coded according to whether the GA member did or did not do these
things.  These variables were found to be significant in their
respective models.

     It was possible to determine whether the inclusion of these
variables improved the predictability of the models.  It was also
possible to ascertain the final predictability of these models. 
Moreover, with this form of analysis, which variables were
noteworthy and which were not could be discovered.  From the
model testing, identification of the direction of influence of
the variable was made possible -- those variables which had a
positive association with the outcome variable and which had a
negative link to that logit.  The size of the effect of each of
the variables was also computed.  Both models explained the
severity of the problem well.  The models were capable of
predicting more than 73 percent of the responses accurately.  

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Patient Model Consider the model of the patients first. The significant independent (some persons think of these as predictor) variables of this model were the number of years of education, existence of physical or sexual abuse in the past or present, the existence of past or present drug abuse, and whether the mother of the respondent died before the respondent was 18 years of age. All of these variables had a significant positive relationship with higher levels of severity, except that of drug abuse. Drug abuse had a significant negative relationship with the outcome variable among the patients. That is to say, the less the patient was likely to have had or to have a drug problem, the more serious the gambling problem would have been. Conversely, the less serious the gambling problem might have been, the more likely the patient was to have had or have a drug problem. Alcohol was not significantly related to the severity of the gambling problem among these patients at all. The magnitude of these significant influences on the severi- ty of the gambling problem is also of great interest. The early death of the mother was the most powerful predictor. The past or present physical or sexual abuse was the second most powerful influence. Third, following hard on the heels of such abuse, was the level of the patient's education. High school graduates were more likely to get involved in this high-risk activity than were those who dropped out of high school. Finally, the drug problem was found to be related, albeit negatively. Although this was not a strong relationship, the more the person was involved in drug abuse, the less likely he was to have a more serious gambling problem. Valerie Lorenz suggested that clarity and control may have been of major concerns here, not spending the money on drugs. To be sure, the more the money was spent on drugs, the less it was available for gambling; the more it was spent on gambling, the less available the money was for expendi- ture on drugs. The more severe the gambling addiction, the less they might spend money on drugs. The model for the patients can be formulated by the following equation. That the model fit the data with very little difference between the observed logit scores as they were found in the data and those scores predicted by the formula is evidenced by the lack of significance of difference in the Goodness of Fit statistic. Also supporting this inference are the high correlations between the observed and the predicted scores indicated by Somer's Dxy and the Gamma correlation coefficients.
Table 1
Logistic Regression
of a Binary Gambling Severity Ratio

VariableBStandard ErrorChi-Square (Wald) Statisticprob.
(Intercept)-3.133.64923.280.000***
Education1.188.503 5.580.018*
Mother Died Early2.371.45027.730.000***
Physical or Sexual Abuse1.014.431 5.800.016*
Drug Problem-1.789.626 8.010.005**

Significance Levels: * p =<.05; ** p =< .01; *** p =< .001
-2 Log Likelihood = 213.56
Model Likelihood Ratio Chi-Square = 61.219; 4 df, p = 0.000***
Goodness of Fit = 146.137; 4df, p = 0.793

Somers' Dxy = .673 Gamma = .735

Percent Correct Prediction: 77.7%
Sensitivity : 73.7% False Positive Rate: 34.4%
Specificity: 73.7% False Negative Rate: 14.7%


Table 2
Regression Coefficients (Bs) and Odds Ratios Changes
(Increases) for Each Variable of the Binary Dependent
Variables Model in the Maryland Patient Model

VariableBPartial Odds = exp(B)
(Intercept)-3.133
Education1.1883.281
Mother Died Early2.37110.708
Physical or Sexual Abuse1.0142.757
Drug Problem-1.789.172

     The relative effect of the odds being in the upper of the
two binary categories can be found in the partial odds.  This
indicates the relative effect a variable had on the odds of a
predicted score being in the upper of the two categories of the
dependent variable.  To compute the odds of a particular person
having a greater than low severity of gambling problem, his
scores on each variable may be multiplied by the coefficients of
those scores and then summed.


             Introduction to Gamblers Anonymous Models

     With the Gamblers Anonymous sample, slightly different     
models were obtained.  Not all of the same variables were in the
two models.  One reason for this was that the surveys were not
identical.  The early death of the mother was not included in the
GA survey.  Nor was the past or present physical or sexual abuse. 
The coding on the education variable was a little different in
the GA survey from that in the patient survey.  Not only were
different questions asked, the target populations were different. 
The patients consisted of those persons receiving treatment for
their compulsive gambling at one of the three Maryland treatment
centers.  The GA respondents were the persons afflicted with a
gambling problem and attending GA self-help sessions in the State
of Maryland in 1989.

     In the GA models, we identified, estimated, and fitted
independent variables for the commission of illegal acts,
soliciting of public assistance by a family member, the
preference for casino gambling, and contemplation or attempted
suicide by the gambler.  All these variables significantly and
positively related to the severity of the gambling problem.
       
     The direction of the relationship between severity of the
gambling and having had or having an alcohol problem is signifi-
cantly negative.  While there appeared to be some co-dependency
of alcohol and gambling from the frequencies, the ordinal logit
and logistic regression models for the Gamblers Anonymous people
were more informative.  With respect to co- or cross-addiction,
the GA logit and regression models showed that drug abuse is not
significantly related to the severity of the problem at all, but
alcoholism is.  This means that gambling severity is inversely
related to the incidence of past or present alcohol dependency. 
Again there may be confusion between the concurrent and the
serial addiction since this distinction was not made in the
questions of both surveys.


                        Ordinal Logit Model

     The ordinal logit requires brief explanation.  The logit, or
natural log of the odds ratio of the gambling severity ratio, is
used for this analysis.  Because the dependent variable has three
underlying levels -- namely, low, medium, and high -- there can
be two cut points which divide this ratio.  The ratio can be cut
between the low and the medium level or we can cut it between the
medium and the high level.  Using these cut-points, the probabil-
ity of obtaining the upper level can be divided by the  probabil-
ity of obtaining the lower level for that cut-point.  When the
lower cut-point is used, then Alpha1 is used for the equation. 
Otherwise, the Alpha2 is used for the equation.  The upper
probability divided by the lower is the odds ratio.  The natural
log of this odds ratio is the logit.  Hence the ordinal logit
makes use of the ordering in the dependent variable.  The com-
puted GA ordinal logit model is very revealing.
     
     From the ordinal logit model developed and presented below,
it can be seen that the increased probability of severity of the
gambling problem is positively associated with the commission of
illegal acts, the seeking of public assistance on the part of a
family member or the gambler himself, whether the heaviest form
of gambling is done in the casino, or whether the gambler consid-
ered or attempted suicide.  The incidence of these events, each
coded as a dummy variable with values 1 for occurrence and 0 for
non-occurrence of the event, were all associated with a greater
severity of the gambling problem.  Only past or present alcohol
dependency was significantly negatively associated with increased
gambling problem severity, perhaps out of a need for clarity and
control.  Drug abuse is not significantly related to severity of
the gambling problem among those inclined to self-help, only
among those who feel the need to undergo treatment.  Again, there
is more reason to begin to doubt the likelihood of co-addictive
tendencies among the Maryland compulsive gamblers.  

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The model significantly improves the fit from the null model as can be seen from the probability of the model chi-square. From the model summary statistics in Table 3, it can be seen that this model fits the data well. The nonparametric correlations between the observed logit scores and those predicted by the model are .58 and .61, for the Somers' Dxy and Gamma, respectively. The odds change in the severity of the gambling problem associated with a unit change in the independent variable may be computed by exponentiation of the beta coefficient. The relative effects of the independent variables on the odds are found in Table 4.
Table 3
Ordinal Logit Regression Model
of Gambling Addiction Severity among GA Members
VariableBStandard ErrorChi-Square (Wald) Statisticprob.
alpha1-2.088.7627.200.006**
alpha2-3.864.846 20.820.000***
Sought pub asst1.378.6055.200.023*
Casino Gambling preference1.346.588 5.240.022*
Considered/tried suicide0.848.391 4.700.030*
Alcohol abuse-1.098.5374.17 0.041*
Illegal acts1.489.5098.560.003*
Significance Levels: * p < .05 ; ** p < .01 ; p < .001
Model Likelihood Ratio Chi-square 35.38, df=5, p < .001** Somer's D = .577 Gamma = .610

Table 4
Regression Coefficients (Bs) and Odds Ratios Changes
(Increases) for Each Variable of the Binary Dependent
Variables Model in the Maryland Patient Model

VariableBPartial Odds = exp(B)
Alpha1-2.088
Alpha2-3.864
Sought Public Assistance1.3783.967
Casino Gambling1.3463.842
Considered/Tried Suicide0.8482.335
Alcohol Abuse-1.0980.334
Illegal Activity Due to Gambling1.4894.433
Logistic Regression Model When the researcher is more interested in the heavy or medium severity versus the low severity, then the upper two levels of the severity ratio may be combined. The lower cut- point may be used to construct a binary dependent variable amenable to a logistic regression with a real goodness of fit index. The same general findings that were observed in the ordinal logit are confirmed by this analysis. All of the aforementioned variables are positively related to the severity of the gambling problem except the past or present alcohol dependency. Again, when casino gambling is found to be the heaviest form of gambling on the part of the bettor, this involvement is associated with the more severe gambling problem. The contagious social excite- ment, sporadic strokes of luck, the temptations to put a lot on the line for the big win, along with the exhilaration of the risk in the casino may comprise enticements to which the compulsive gamblers, at least in Maryland, are particularly vulnerable. But when the medium and heavy gambling severity are collapsed into one category, the casino gambling is not as significant as it was before. The casinos are more tempting to the severely addicted than they are to the moderately addicted. Among the more seri- ously addicted gamblers, a family member or gambler is more likely to have sought some form of public assistance as a result of the gambling. Similarly, a gambler is more likely to have considered or attempted suicide when the gambling problem was more severe. Illegal acts were also significantly and positively associated with the more critical gambling problems. Even so, we see that the model fits the data well, with no significant aggregate difference between the predicted and the observed values. What is more, the model provides a 73 percent correct prediction rate. Unlike the population data for the patient model, we are now examining survey data, from which we might hope to generalize. With the GA models, therefore, we pay closer attention to the assumptions than we had to with the population data. We find no serious violation of any assumption of the analysis. Inter-item correlations posed no substantial threat of multicollinearity, as the highest product moment correlation among them was .35 and the average absolute inter-item correlation were much lower than .16. The sample size was 86 for this analysis, which was not very large. But the residuals were found to be not significantly different from the theoretical normal distribution, with Kolomog- orov-Smirnov test (K-S Z = 1.291, p = .07). Moreover, almost all of the Maryland GA chapters were sampled with a return rate of approximately 80 percent of their members. We have reason to be fairly confident in the validity of the Maryland GA model.
Not yet implemented as text. Sorry. Please use graphical browser.
Table 5
Binary Logitistic Regression Model
of Gambling Addiction Severity among GA Members
VariableBStandard ErrorWald Chi-Square Statistic prob.
intercept.3951.3340.090.77
Sought pub asst2.008.808 6.170.01**
Casino gamblg pref1.703.9033.560.06#
Considered/tried suicide1.009.519 4.490.03*
Alcohol abuse-1.351.6344.55.03*
Illegal acts1.471.5696.67.01*
# p < .10; * p < .05 ; ** p < .01 ; *** p < .001;

-2 Log Likelihood = 116.23
Model Likelihood Ratio Chi-square= 32.02, df=5, p =.001**
Goodness of Fit Pearson Chi-square= 87.91, df=80, p=.260

Table 6
Regression Coefficients (Bs) and Odds Ratios Changes
(Increases) for Each Variable of the Binary Dependent Variable in the Maryland Gamblers Anonymous Model
VariableBPartial Odds = exp(B)
Intercept2.546
Sought Public Assistance2.0087.453
Casino Gambling pref1.7035.488
Considered/Tried Suicide1.0993.000
Alcohol Abuse-1.3510.259
Illegal Activity Due to Gambling1.4714.352
Percent Correct Prediction 73.26% Sensitivity: 78.4% False Positive Rate: 23.1%
Specificity: 65.7% False Negative Rate: 67.6%




                            Conclusions

     The co-addiction of alcohol, gambling and drugs is a serious
question that merits attention.  Our concern arises owing to the
negative coefficients in the logit models.  These coefficients
clearly indicate a significant, negative statistical relationship
between the severity of the gambling problem, on the one hand,
and serial or co-addiction, on the other.  That past or present
drug problems are negatively related to severity of the gambling
problem among patients is suggestive of an inverse association
between drug and gambling problems. 

Among GA members, drug problems past or present did not seems to be significantly related to the severity of the gambling problem. Instead, the GA members evinced a statistically significant negative relationship between the severity of the gambling problem, on one hand, and past or present alcohol abuse, on the other. Concern about the apparent inconsistency between the severity of the gambling problem and other types of addictions prompted further investigation.

The Question of the Addictive Personality In order to investigate the matter of the addictive person- ality, the question of concomitance of addiction arises. The concomitance of addiction is not the same as the severity of the addiction. Instead, this question relates to whether different addictions take place sequentially or simultaneously. We do not mean by concomitant addiction, that several addictions are coterminous. They may start at different times, overlap with one another, and end at different times. We distinguish concomitant addiction from sequential addiction by saying there is overlap in the former, and none in the latter. The completeness of the data available to us in our investigation of concomitant and sequential addiction required us to consider several approaches in dealing with incomplete answers to survey questions. One approach, the standard, is listwise deletion: the practice of deleting multiple observations whenever the respondent fails to answer one of the questions involved in an analysis. There are very good reasons for taking this approach. This approach is a common one to render these results comparable to those of other analyses. If the respondent refuses to answer any one of the questions, answers to which are necessary for coming to a conclusion about the respondent, then it might be presumptuous to impute characteristics to that respondent without good reason. Loosely based imputations lead to erroneous conclusions, for which reason this practice ought to be generally eschewed. Who knows enough to draw these conclusions is open to question. Hence listwise deletion is a reasonable and generally applicable research practice. There may be circumstances where the standard approach may not be warranted. When respondents are hurried or impulsive, they may not be methodical in their responses. They may believe that once they have indicated something the investigators can draw logical inferences and that they need not complete other questions addressing the same subject. Sometimes, when questions are personally embarrassing, respondents may be reluctant to answer them. When answering a question poses a threat to the security of the respondent, respondents might also be reluctant to be forthcoming. Questions concerning substance or alcohol abuse might appear to be threatening to some respondents. Not answering a question of when a person ceased engaging in an abuse may be a way of tacitly admitting continuing substance abuse without expressly committing the answerer to the possible liability. For these reasons, a missing response to such a question might allow an inference that the abuse continues. Limited inference thus might be used to complete unanswered questions about when an addictive individual ceased practicing an abuse. But such inferences have to be drawn with great care. If respondents do not answer other questions, it may still be possible to fill in those missing answers. Doctor Valerie Lorenz observes that Gamblers Anonymous meetings in Maryland are closed meetings, and suggests that attendees must be gamblers. It may be reasonable to assume that although a GA member responding to our survey did not give the date of inception of gambling addiction, nonetheless he very probably is a gambling addict. Such a conclusion will lead to more of a correct than an incorrect assessment, she argues. In this section of this paper, we embark on an analysis that uses two approaches: first, the standard listwise deletion technique; second, applying reasonable assumptions in the absence of explicit answers. See Table 7 for a summary. When we examine simultaneous addiction to alcohol and gambling, using standard listwise deletion, we first find that there are seventeen, possibly eighteen, persons who indicate that at some time in their lives they have been simultaneously addicted to gambling and alcohol. Setting aside standard listwise deletion and assuming that all the respondents are gambling, whether they say so or not, we find that 19, possibly 20 persons out of the total of 91 have at one time or other been co-addicted to gambling and alcohol. There is one person in doubt because it is not clear whether his alcohol and gambling addictions overlapped. Nevertheless, approximately 19 to 22 percent of the GA members report having been simultaneously addicted to gambling and alcohol. Although this is not a large proportion of these individuals, it appears to be a significant proportion. For co-addiction to gambling and drugs, we use both approaches as well. First, we make no assumptions about the respondents' answers. We find that eight respondents at one time in their lives were co-addicted to gambling and drugs. If we assume that all of the GA respondents were addicted to gambling, whether or not they so admitted, we find that ten of them report co-addiction at one time in their lives. The proportion of dual addicts with gambling and drug problems ranges from 8.8 to 10.9 percent. This, too, is a small percentage. An even smaller proportion of the GA members were found to have had a simultaneous three-way addiction. Five persons of the 91 surveyed reported having at one time a simultaneous three-way addiction problem with gambling, drugs and alcohol. If we assume that all respondents are gambling addicts, though they may not have indicated such, there were six persons reporting a three-way addiction. This 5.5 to 6.6 percentage range we find to be much smaller than either of the other two.

Table 7
Patient Respondents (n=187)
Total Past or Present alcohol problems 50.8%
Total Past or Present drug problems 26.7%
Gamblers Anonymous Respondents (n=91)
AbuseTotal ProblemsStrictly Co-addiction
Problem
Strictly Serial
Addiction
Alcohol24.2%18.6-21.9%0-1%
Drugs15.48.8-10.91
Alcohol &
drugs
6.6-9.95.5-6.60

     How many of these persons have serial rather than dual
addiction?  We find that a small number of the individuals report
a strictly serial rather than a concurrent addiction.  Only one
person definitely indicates a purely serial addiction.  He began
with drugs and then went to gambling.  Another person may have
had a serial addiction or his addictions may have overlapped (he
gave the same age in years when he ended his alcohol problem and
began his gambling problem).  Only 1 to 2 percent of the GA
members exhibited evidence of strictly serial addiction.  

     How many of these persons exhibited serial as well as co-
addiction?  Three, possibly four persons reported serial as well
as simultaneous abuses.  Some persons began with a serial
addiction and moved to a simultaneous addiction.  They may become
dependent on drugs and then move to becoming concurrently
addicted to gambling and alcohol.  Others may become dependent on
alcohol and then abandon that dependency, only later to become
concurrently addicted to gambling and drugs.  Still others come
to gambling first, and later become simultaneously addicted to
drugs and alcohol.  Only 3.3 to 4.4 percent of the GA respondents
reported such a scenario of dependency.  

     The problem with these data is that they are not reliable. 
Except for the date of inception of gambling addiction, the
proportions of missing values for the dates of inception and
cessation of dependencies are unacceptably high.  When more than
thirty percent of the respondents did not answer a question, the
answers for that question should usually be thrown out and not
given serious credence.  The missing value rates for the
inception and cessation of these three dependencies are given
below.  Whether the questionnaire contained questions that were
too sensitive to produce adequately complete responses, or
whether there was a problem with the administration of the
questionnaire, the lack of response casts a shadow of doubt on
the validity of the answers given, as well as on the reliability
of this part of the report.  

Table 8
Missing Value Rates for Date of Dependency Variables
GamblingAlcoholDrugs
Date of Inception22.0%73.6%84.6%
Date of Cessation51.6%75.8%85.7

Because these questions were answered with unacceptable response rates, these data should not be considered anything other than heuristic. Replication of the analysis is warranted in larger and more complete studies with a view towards specifically investigating this problem. The only reason that data with such response rates are reported is that the appropriate caveat is hereby included and that the issue is salient in an important therapeutic controversy. If these proportions are taken as tentatively suggestive rather than conclusive they would have implications for the notion of the addictive personality. While these data suggest more simultaneous than serial addictions, they furthermore suggest that alcohol and gambling is a more common dual addiction than drug addiction and gambling among compulsive gamblers. The proportions of dual addition among these respondents are not large, though this may be questioned because of non-response. Even so, these data do not provide much evidence to support the notion of the addictive personality. More investigation is necessary to come to a conclusion about the nature of this problem. Putting compulsive gamblers in an alcohol rehabilitation program would probably be tantamount to throwing away funds. Since there is only a small, minor proportion of concomitant addiction, the efforts would not be directed at the source of the illness. Only 24.2 percent of the GA respondents reported having or having had an alcohol problem. Among the GA respondents, the severity of the gambling problem is inversely proportional to the current or past alcohol problem. If there were tangential or proximate effects owing to co-addiction, these tendencies might work in reverse, as suggested by the negative coefficients in the logistic regressions. The logistic regression employed a listwise deletion strategy with different variables for which there were much better response rates. The power of that analysis was much greater than that of the co-addiction analysis owing to the greater proportion of completed answers. At this point, there appears to be a more solid basis for believing the more compulsive the gambler the less likely he is to have been or to be dependent on alcohol, in the case of the self-help group (GA) members, or drugs, in the case of the gambling patient population. Even though the overlap between the kinds of addictions is seen as questionable at best, the addictive tendencies appear to be negatively associated with one another. A categorical acceptance of the notion of the addictive personality under these circumstances appears to be ill-advised. ACKNOWLEDGEMENTS For their aid in bringing this research project and report on compulsive gambling and co-addiction to completion, Dr. Robert A. Yaffee would like to thank for their helpful and constructive suggestions in addressing this problem: Dr. Valerie Lorenz, of the National Center for Pathological Gambling, Inc., and Dr. Robert Politzer, Director of Research, Washington Center for Pathological Gambling, Inc. For their research assistance on this project, Dr. Yaffee is grateful to: Yolanda Ramirez of the Courant Institute of Mathematical Sciences, New York University, Helen Gonzalez, Department of Social Work Research of Memorial Sloan Kettering Cancer Center, and Ralph Duane, member of the Task Force.
APPENDIX G

A REVIEW OF PREVALENCE ESTIMATES

Prepared for the Maryland Task Force on Gambling Addiction by Robert A. Yaffee, Ph.D. Research Consultant, Academic Computing Facility Courant Institute of Mathematical Sciences New York University and Robert M. Politzer, Sc.D. Director of Research Washington Center for Pathological Gambling, Inc. College Park, Maryland Baltimore Submitted May, 1990

A review of Volberg and Steadman's "Prevalence Estimates of Pathological Gambling in New Jersey and Maryland" reveals several problems in that analysis. Although Volberg and Steadman con- ducted their survey in 1988, they used the 1980 Census statistics as a basis for their analysis. These included the overall population for the State of Maryland as well as the county enumerations. When they had a stratified random sample conduct- ed, their stratum weights were based on outdated county esti- mates. It was suspected that the county populations would have changed between 1980 and 1988 differentially, so that the stratum weights used would have been significantly in error. This might have resulted in biases in the data collection. With the small number of gamblers found, it is questionable whether this propor- tion had a small error variance. It is questionable that given their sample size, that they would have had enough power for their significance tests. In what appears to have been an attempt to compensate for their minuscule number of pathological gamblers, they conflated the concept by lumping together problem and pathological gamblers into one category. Moreover, the populations of two distinct states, with significantly different populations, were incorrectly aggregated to enhance the sample size, resulting in incorrect significance tests. All of these actions may introduce bias into their calculations. We shall examine all of these items and attempt to assess the extent of the bias introduced by them. Updating the Prevalence Estimate Volberg and Steadman used the 1980 Census data for the basis of their estimates of prevalence of pathological and problem gamblers in Maryland. In so doing, they used a popula- tion base that was outdated for their estimates; they estimated that the adult population in Maryland was 2.9 million. Extrapo- lation from 1984 Current Population Survey reports indicates that the Maryland adult population was approximately 3,000,257 then and by 1988, it would have been approximately 3,282,204 to 3,458,700, depending upon how the adult population was estimat- ed. If the adult population in Maryland was in fact 2.9 million in 1980, then by 1988, when Volberg and Steadman collected their data, it would have grown by 13.2 to 19.3 percent. In using the 1980 rather than the 1988 adult population estimate, Volberg and Steadman underestimated the prevalence by a significant 13.2 to 19.3 percent. If Volberg and Steadman had proffered a point estimate of the number of pathological gamblers in Maryland, they would probably have significantly and substantially underestimated the number of pathological gamblers in Maryland. But Volberg and Steadman forecast that the number of pathological gamblers in Maryland was between 17,400 and 69,310. If the number of probable problem gamblers is really 2.4 percent of the 1988 adult population, then that means that there were roughly 78,773 to 83,009 problem gamblers in the state. If the number of compulsive gamblers is 1.5 percent as their 1988 survey indicated, then that would place the number of probable patholog- ical gamblers in Maryland during that year within the range of 49,233 to 51,881. This more accurate estimate still falls within the vast forecast interval of Volberg and Steadman. Post-Stratification Weights It might next be objected that the net change in county adult population between 1980 and 1988 resulted in incorrect stratum weighting in the sampling procedure undertaken by Volberg and Steadman. Volberg conceded that the weights used, based on 1980 U.S. Census enumerations of Maryland County populations, are possibly in error. The extent of bias introduced by the error, then becomes the question. We find that all of the counties from which large numbers of pathological and problem gamblers were sampled had significant percentages of population changes since 1980. Baltimore City, from which a 27.6 percent of the sample came, endured a -4.5 percent population change since 1980, while Prince George's County, from which a 27.6 percent of the sample came, sustained a 5.4 percent population change since 1980. Baltimore County from which 13.8 percent of the sample came, had 5.1 percent population change since 1980. The other counties from which most of the rest of the sample came sustained signifi- cant population changes since 1980. It seems reasonable that the weights were significantly in error. The procedure used by Fact Finders, Inc., the company subcontracted to perform the sampling for Volberg and Steadman, was merely described as a stratified random sample conducted telephonically by random digit dialing, with strata formed to be proportional to county populations. Unfortunately, the 1980 census was used as a basis for formation of the size of these strata. The results could have been different if the 1988 estimates of population per county were used. But the survey was conducted eight years after the county enumerations were conduct- ed, during which time their respective populations changed. Therefore, in the final estimate of county population, the county population should be adjusted for net change between 1980 and 1988. New post-stratification weights should be constructed by dividing the 1988 population for the county by the 1980 county population. The counts of compulsive and problem gamblers per county should be separately multiplied by the post-stratification weights. Using this method, the new percentages of pathological and problem gamblers could be estimated. But this estimate appears to be based on a conflated concept of problem conjoined with pathological gamblers, rather than on a clear distinction as to what percentage were problem and what percentage were pathological gamblers in each county. Therefore, it is not clear how to differentially adjust the stratum counts for pathological as opposed to problem gamblers. We are not certain that the 1.5 percent of pathological gamblers is correct. Nor are we therefore certain that the 2.4 percent of the adult population consists of problem gamblers. These percentages might be altered by the changes in the weighting. What is more, they would be adjusted on the total population and the adult population for each county must be the basis for the count. Although this would improve the accuracy of the estimates, it is not anticipated that such correction would have a sizeable effect, for the sample sizes of compulsive gamblers are too small. When the subsample proportions for the initial strata are so small, reweighting is not expected to have a sizable corrective effect. Nonetheless, the accuracy of a correctly reweighted sample would be expected to be improved somewhat. Until further research can be conducted, we can accept the 1.5 percent level of pathological gamblers in Maryland in 1988 as approximately correct. Our New Estimate If we were to assume that the 1.5 percent of pathological gamblers in Maryland was correctly calculated, there would be, according to our updated population estimates, between 49,233 and 51,881 pathological gamblers in Maryland in 1988. If the percentage of probable pathological gamblers in the State remains the same, by 1990, when the adult population is estimated to be 3,506,600, the number of probable pathological gamblers would be approximately 52,599. While this current estimate is slightly larger than the upper limit estimated by Volberg and Steadman in 1988, the 1988 Volberg and Steadman forecast interval does bracket our compulsive gambler estimate for that same year. The Volberg and Steadman estimate for problem gamblers also allows for a wide margin of error. Similarly, our estimate of 78,773 to 83,009 problem gamblers easily falls within their estimated range of 37,120 to 101,500 problem gamblers. We find that the wide margin of error provided for easily brackets our estimates based on more recent projections. What we have done is to sharpen the focus on the number of pathological gamblers in Maryland. Concerns with Sparse Distributions Volberg and Steadman make heavy use of the chi-square test in drawing conclusions about significant differences within their sample. But the chi-square test is fraught with problems when parts of the distribution are sparse. The use of the chi-square test to assess the significance of differences between groups on the basis of such a sample is ill-advised when more than 20 percent of the cells in the crosstabulation are sparsely populated. An expected cell count of five or less in more than 20 percent of the cells of a crosstabulation is problematic for the chi-square test. The results tend to be artificially inflated and should not be used. When there are only 11 pathological gamblers in a sample and one of the variables is the pathological v. non-pathological gambler, erroneous estimations of the significance of differences may easily and/or frequently be obtained. To inflate the count in each cell by combining the pathological with the problem gambler into one category of pathological or problem gambler may lead to erroneous impressions. There may be problems with small counts in using the chi-square test for other reasons. Let us examine the power of the chi-square test to illus- trate how problematic this could be. The power of the test is probability that the test of the null hypothesis (the null hypothesis that there is no significant difference between the aggregate expected frequencies and the aggregate observed fre- quencies) will lead to the rejection of the false null hypothe- sis. If the power of the test is too low, then the probability of acceptance of a false null hypothesis (this is called a type II error) will be too high. This probability of acceptance of a false null hypothesis is called beta. Beta equals 1 - power; conversely, power equals 1 - beta. There must be sufficient power for the non-rejection of the true null hypothesis to provide reliable results. To reject a false null hypothesis with a chi-square test of one degree of freedom, at a significance level of .05, with a small effect at a given level of power, it is necessary to have a sufficiently large sample size (N). The sample size N needed for each power level may be found in Table 1 below. In order to detect small effects, with a power of more than .80, a sample size of 750 would not be sufficiently high. This means that the beta should be approximately .20 or less. Even that probability of accepting a false null hypothesis may be too high. In other words, if the probability of accepting a false null hypothesis is greater than .20, there is an insufficient basis to believe that rejection of a null hypothesis will occur at a level of significance of .05 when that null hypothesis is false. As can be seen in Table 1, for acceptable power levels above .90, the low sample size distribution may leave too large a margin of error for under too many circumstances. The small sample sizes renders the test inclined to yield false nulls or negatives. From Table 1 above, it can be seen that more power is gained by combining the categories of problem and pathological gamblers. To lump problem gamblers into the same category in order to decrease the probability of obtaining sparse cells (where the expected frequency is less than five) may statistically fortify the analysis but may conceptually confound it. Whichever way one proceeds, one must be aware of the trade-off between conceptual purity and statistical power. The estimates of Maryland prevalence in the Volberg study were derived from a sample of 750. That is, 1.5 percent preva- lence of probable pathological gamblers (43,500) and the 2.4 percent prevalence of problem gamblers were derived from sample estimates of 11 and 18, respectively. Further, the researchers placed bounds on these estimates, ranging from 17,400 to 69,310 for probable pathological gamblers, incorporating an error rate of approximately 9 percent (of the 2.9 million) or 26,100. Composite Estimates across States These very small numbers with error rates in excess of 50 percent of the estimate should have signaled the researchers to draw few firm conclusions about the gender or race distributions of the 11 pathological and 18 problem gamblers across the State. Nevertheless, they not only aggregated pathological and problem gamblers to increase the sample size; they aggregated the esti- mates for Maryland and New Jersey. The researchers then conclud- ed that 37 percent of the combined problem/pathological, Mary- land/New Jersey gambler population was nonwhite and 32 percent were female. These results are remarkable as they deviate significantly from conventional wisdom. The combination of New Jersey and Maryland sample estimates created yet another layer of confounding as can be seen in Table 2. An analysis of this shows that the combination of the New Jersey with the Maryland percentages significantly alters the makeup of the racial composition of the sample. The significant conclusion that 37 percent of the dual-state estimate was non- white was the product of combining a 62 percent estimate for Maryland and a 19 percent estimate for New Jersey. In fact, the percentages of the totals (of both states taken together) are significantly different from the Maryland percentages, according to a difference in proportions test (z = 2.34, p < .05). This great divergence in estimates statistically precludes combining to derive a composite estimate, lest significant error be intro- duced into the analysis of the total sample results. In consideration of the gender differences between states, another aspect of the problem of testing the significance of differences surfaces. As can be seen in Table 3, nearly a third of the composite population that was female was a product of combining the 41 percent estimate for Maryland and the 26 percent estimate for New Jersey. Here the differences between the Maryland and the Total percentages were surprisingly not found to be significantly different. With such small sample sizes, the power of the test of differences in Maryland and total proportions, as performed by the arcsin power test, was reduced to .13; that is to say, the probability of accepting a false null hypothesis is unfortunately a high .87. It is unlikely that one can draw a confident conclusion that there is no significant difference between the Maryland and total percentage regarding the gender analysis. The combination of these percentages subtlety undermines the accuracy and interpretation of the results.
Table 3
State by Race

MaleFemaleTotal
Maryland17 (59%)12 (41%)29 (100%)
New Jersey31 (74%)11 (26%)42 (100%)
TOTAL48 (68%)23 (32%)71 (100%)

Chi-square = 1.18 (df=1)
p = .277 with Yates' correction
(No cell expected frequency less than 5)


     The Volberg and Steadman study does suggest that, within the
State of Maryland, there is a statistically significant differ-
ence in proportions of white and nonwhite problem and pathologi-
cal gamblers (z = 2.66, p < .01).  These researchers reveal a
prevalence of the problem in certain counties in the State of
Maryland, not necessarily generalizable to the entire State or to
both States.  It can be reasonably concluded from the county
distribution of the sample of problem and pathological gamblers
in Maryland that there is a disproportionate number of minorities
represented in the counties of Prince Georges and Baltimore and
particularly in the City of Baltimore.  Although definite conclu-
sions cannot be drawn, the issue of over-representation should
not be overlooked.  Coupled with the results of the treatment and
Gamblers Anonymous research presented, and the results of the
Maryland Hotline analysis, which indicate that minorities do not
utilize the existing resources for help with their gambling
problems, the Task Force concludes that the Volberg and Steadman
study may have uncovered a "closeted" gambling problem among
minorities in certain locales within the State of Maryland.



                            Conclusions

     To recapitulate, the number of compulsive gamblers in Mary-
land in 1988 is approximately between 49,233 and 51,881.  If the
percentage of probable pathological gamblers in the State remains
the same, by 1990, when the adult population is estimated to be
3,506,600, the number of probable pathological gamblers would be
approximately 52,599.  The Volberg and Steadman forecast interval
brackets the Task Force compulsive gambler estimate for 1988. 
Similarly, the Task Force estimate of 78,773 to 83,009 problem
gamblers easily falls within the Volberg and Steadman range of
37,120 to 101,500 problem gamblers.  But the contemporary Task
Force estimate exceeds the upper bound of the Volberg and Stead-
man 1988 figure.  Although the expansive margins of error that
Volberg and Steadman provide easily bracket the Task Force esti-
mates based on more recent projections, the latest Task Force
estimate updates the forecast further.  Thus, the Task Force has
sharpened the focus on the number of pathological gamblers in
Maryland. 

     Although there are problems with the stratum weights of the
survey, the small counts of pathological or problem gamblers make
it unlikely that they would be sharply affected by the correction
of these weights.  The Task Force notes the 1.5 percentage of
probable pathological gamblers computed by Volberg and Steadman. 
But it recognizes the statistical problems that follow from
performing certain statistical calculations with such small
sample sizes.  Before further research be undertaken, a power
analysis should be performed for the statistical tests planned to
be sure that an adequate sample size will be obtained.  If it is
not practicable to obtain such a large sample size, then alterna-
tive statistical tests should be considered.  Care should be
taken not to conflate estimates by combining the statistics of
several states if the studies are being undertaken as a basis of
forming state policy.  Care should be taken not to conflate
problem and pathological gamblers in the analysis.  

     The Task Force recommends that further research, with a much
larger sample size, be conducted to more accurately monitor the
prevalence of compulsive gambling in the State of Maryland.

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