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Compliance and Risk Management Services

The mission of the OCRM is to promote and support a working environment which reflects NYU’s commitment to the highest level of integrity and ethical standards.  To fulfill our mission, OCRM staff offers the University community a variety of services:

Compliance & Risk Management Consulting

OCRM staff offers consulting services in identifying and managing compliance risks, resolving concerns about the adequacy of internal system controls, compliance processes, and ethical issues.

Examples include;

  • Consult with Schools, departments and programs throughout the entire global university;
    help identify and manage compliance risks;
  • Answer questions and finds experts;
  • Review the adequacy of compliance systems and develops systems;
  • Promote communication and coordination regarding compliance and risk management throughout the University; and
  • Conduct ongoing monitoring, review and investigations.
     

Training and Presentations

OCRM staff offers training services to units, programs and Schools around the University in identifying and managing compliance risks, resolving concerns about the adequacy of internal system controls, compliance processes, and ethical issues.

We offer presentations to units, programs and Schools on the University's Code of Ethical Conduct; identifying, assessing and managing compliance risks; creating compliance management programs; developing clear and comprehensive policies; and a variety of substantive compliance issues. We have provided formal and informal presentations to faculty, staff and student groups. For more information please contact us at NYUCompliance@nyu.edu.


 

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Compliance Matters Newsletter
Issued three times a year to all Faculty, Staff and Administrators, covering timely and informative compliance and risk issues and areas of interest.

Compliance Committees
OCRM chairs three compliance committees and coordinates compliance activities among the University’s Schools and administrative units.

Policy Website
OCRM maintains the Policies and Guidelines website and assists with policy development and dissemination.

NYU policies can be found on a searchable database located at http://www.nyu.edu/policies

 

 

 

 

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