The Office of Compliance and Risk Management provides a range of services to the University community aligned with and implementing each of the five elements of the NYU Compliance Program, as described below:
Compliance and Risk Program Structure
Co-chair University-wide compliance committees: Compliance and Risk Officers Working Group; Schools Compliance and Risk Officers Task Force; and the Global Compliance and Risk Officers Task Force.
Coordinate identified risks and mitigation plans for reporting annually to the Audit and Compliance Committee of the NYU Board of Trustees and to senior leadership.
Communicate the concerns of the Audit and Compliance Committee and Senior Leadership to the compliance committees and substantive risk owners.
Gather and report on annual monitoring activities conducted by the various business and academic departments at NYU.
Training, Communication and Education
Train on the Code of Ethical Conduct, and other specific topics such as conflicts of interest, export controls, University policies, and other compliance areas.