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Compliance and Risk Management Services

The Office of Compliance and Risk Management (OCRM)  helps to ensure NYU has an effective Compliance and Risk Management Program by establishing standards and conducting education, training presentations, monitoring, auditing and investigation activities to prevent, detect, and resolve noncompliance. Our advisory services and resources are available to all departments.

To fulfill our mission, OCRM staff offers the University community a variety of services:

Compliance & Risk Management Consulting

OCRM staff offers consulting services in identifying and managing compliance risks, resolving concerns about the adequacy of internal system controls, compliance processes, and ethical issues.

Examples include;

  • Consult with Schools, departments and programs throughout the entire global university;
    help identify and manage compliance risks;
  • Answer questions and finds experts;
  • Review the adequacy of compliance systems and develops systems;
  • Promote communication and coordination regarding compliance and risk management throughout the University; and
  • Conduct ongoing monitoring, review and investigations.
     

Training and Presentations

OCRM staff offers training services to units, programs and Schools around the University in identifying and managing compliance risks, resolving concerns about the adequacy of internal system controls, compliance processes, and ethical issues.

We offer presentations to units, programs and Schools on the University's Code of Ethical Conduct; identifying, assessing and managing compliance risks; creating compliance management programs; developing clear and comprehensive policies; and a variety of substantive compliance issues. We have provided formal and informal presentations to faculty, staff and student groups. For more information please contact us at NYUCompliance@nyu.edu.

Policies and Communication

OCRM maintains the Policies and Guidelines website and assists with policy development and dissemination. NYU policies can be found on a searchable database located at www.nyu.edu/policies.  OCRM, on behalf of the Office of the President, publish the Compliance Matters Newsletter.   Issued three times a year to all Faculty, Staff and Administrators, Compliance Matters covers timely and informative compliance, legal and risk issues in higher education.  For suggestions or contributions to future articles, please email OCRM at NYUCompliance@nyu.edu.  

Monitoring

OCRM seeks to ensure that NYU's Compliance and Risk Program is effective. An important element of this is to Monitor the effectiveness of the implementation of compliance projects and identifying and correcting any deficiencies.  

 

 

 

 

 

 

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