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Office of Compliance and Risk Management

Robert Roach

Office of Compliance and Risk Management Mission

The mission of the Office of Compliance and Risk Management (OCRM) is to assist New York University, as an international center of scholarship, teaching and research, in carrying out its academic mission with integrity and in accordance with the University’s legal, regulatory and ethical responsibilities.

OCRM is responsible for the following:

  • Providing the University Compliance and Risk Steering Committee with a comprehensive view of the University’s compliance activities;
  • Coordinating the activities of the University’s various compliance committees that have the primary responsibility for compliance;
  • Advising the University’s administrative and academic units on compliance matters;
  • Promoting communication, coordination, and collaboration regarding compliance and risk management throughout the University;
  • Conducting ongoing compliance monitoring and investigations, when requested by the University Compliance and Risk Steering Committee; and
  • Collaborating with the University’s Compliance and Risk Officers reporting on compliance and risk management matters to the Audit and Compliance Committee of the Board of Trustees.

Please visit our Compliance and Risk Services webpage to find out how we can help you.

Key People

In Office of Compliance and Risk Management

Robert F. Roach

Vice President and Chief Global Compliance Officer


Diane Delaney

Associate Compliance Officer


Tatiana Shapiro

Assistant Compliance Officer and Export Control Specialist


Joann Consuegra

Executive Assistant


Erum Raza

Deputy Global Compliance Officer


Chetna Koshy

Deputy Chief Compliance Officer, NYU Abu Dhabi

+971 2 6284163

Li Lin

Associate, Compliance and Risk Management, NYU Shanghai